B Riley Wealth Management — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, B Riley Wealth Management is reported as a service provider on 8 loaded Form 5500 filing(s) across 8 plan sponsor(s) and 8 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $166,387 and reported indirect compensation totals $0.

Reported compensation summary

Reported direct compensation
$166,387
Reported indirect compensation
$0
Total reported compensation
$166,387
Filings
8
Plan sponsors
8
Plans
8
Latest filing year
2023

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Top plan sponsors by reported compensation

Plan sponsors reporting the most compensation to B Riley Wealth Management
SponsorStatePlansReported compensation
Lrk Inc.TN1$59,344
Teamsters Health Service & Insurance Plan Of Local 404MA1$35,000
The Cleveland Clinic FoundationOH1$26,826
Meeting House Lane Medical Practice, P.C.NY1$25,836
Parkhouse Tire Services, Inc.CA1$11,246
Lmt Mercer Group, Inc.NJ1$8,135
Pave Academy Charter SchoolNY1$0
Trump International Hotel & ToweNY1$0

State footprint

Plans reporting B Riley Wealth Management are sponsored in NY (3), CA (1), MA (1), NJ (1), OH (1), TN (1).

Plans reporting this provider

Reported on these loaded Form 5500 filings
SponsorPlanYearDirect comp.Indirect comp.
Lrk Inc.Lrk Inc. 401(K) Plan2023$59,344not reported in the loaded dataset
Teamsters Health Service & Insurance Plan Of Local 404Teamsters Health Services & Insurance Plan Local 4042023$35,000not reported in the loaded dataset
The Cleveland Clinic FoundationCleveland Clinic Savings And Investment Plan2023$26,826not reported in the loaded dataset
Meeting House Lane Medical Practice, P.C.Mhlmp, P.C. 401k Plan2023$25,836not reported in the loaded dataset
Parkhouse Tire Services, Inc.Employees' 401(K) Plan Of Parkhouse Tire Service, Inc.2023$11,246not reported in the loaded dataset
Lmt Mercer Group, Inc.Lmt Mercer Group, Inc. 401(K) Plan2023$8,135not reported in the loaded dataset
Trump International Hotel & ToweTrump International Hotel & Tower Condominium 401(K) Employe2023$0$0
Pave Academy Charter SchoolPave Academy Charter School 401(K) Retirement Plan2023$0$0

Related Form 5500 pages