B Riley Wealth Management Inc — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, B Riley Wealth Management Inc is reported as a service provider on 10 loaded Form 5500 filing(s) across 10 plan sponsor(s) and 10 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $766,774 and reported indirect compensation totals $109,020.

Reported compensation summary

Reported direct compensation
$766,774
Reported indirect compensation
$109,020
Total reported compensation
$875,794
Filings
10
Plan sponsors
10
Plans
10
Latest filing year
2023

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Top plan sponsors by reported compensation

Plan sponsors reporting the most compensation to B Riley Wealth Management Inc
SponsorStatePlansReported compensation
Adams Keegan Inc.TN1$663,897
Sp Holdings, Inc.WA1$63,430
Eni Us Operating Co. Inc.TX1$37,778
Van Zyverden, Inc.MS1$34,661
The Emery Weiner Center For Jewish EducationTX1$19,215
Uncle Donald'S Restaurants, LLCTN1$17,982
Nassau Suffolk Services For The Autistic Inc.NY1$14,773
American Contract Bridge League Inc.MS1$11,887
Saipem America, Inc.TX1$11,602
Trafon Group, IncPR1$569

State footprint

Plans reporting B Riley Wealth Management Inc are sponsored in TX (3), MS (2), TN (2), NY (1), PR (1), WA (1).

Plans reporting this provider

Reported on these loaded Form 5500 filings
SponsorPlanYearDirect comp.Indirect comp.
Adams Keegan Inc.Adams Keegan Retirement Savings Plan2023$663,897not reported in the loaded dataset
Sp Holdings, Inc.Sp Holdings, Inc. 401(K) Plan2023$0$63,430
Eni Us Operating Co. Inc.Eni Us Operating Co. Inc. Savings And Investment Plan2023$37,778not reported in the loaded dataset
Van Zyverden, Inc.Van Zyverden, Inc. 401(K) Retirement Plan2023$34,661$0
The Emery Weiner Center For Jewish EducationThe Emery Weiner School Tax 403(B) Plan2023$0$19,215
Uncle Donald'S Restaurants, LLCHuey'S Investment Plan2023$17,982not reported in the loaded dataset
Nassau Suffolk Services For The Autistic Inc.Nassau Suffolk Services For The Autistic Inc. 403(B) Plan2023$0$14,773
American Contract Bridge League Inc.American Contract Bridge League 401(K) Retirement Plan2023$11,887not reported in the loaded dataset
Saipem America, Inc.Saipem America, Inc. Employee Retirement Plan2023$0$11,602
Trafon Group, IncTrafon Group Retirement Plan2023$569$0

Related Form 5500 pages