Cetera Advisors LLC — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Cetera Advisors LLC is reported as a service provider on 71 loaded Form 5500 filing(s) across 69 plan sponsor(s) and 70 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $1,044,396 and reported indirect compensation totals $787,052.
Reported compensation summary
- Reported direct compensation
- $1,044,396
- Reported indirect compensation
- $787,052
- Total reported compensation
- $1,831,448
- Filings
- 71
- Plan sponsors
- 69
- Plans
- 70
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Tasi Holdings, Inc. | OH | 1 | $101,097 |
| Odyssey Logistics & Technology Corporation | CT | 1 | $79,270 |
| Schnabel, Inc. D/B/A Schnabel Engineering, Inc. | VA | 1 | $65,884 |
| Bradford & Barthel, Llp | CA | 1 | $60,738 |
| The Governor And Company Of The Bank Of Ireland | CT | 2 | $60,470 |
| Sigma Engineers & Constructors, L.L.C. | LA | 1 | $51,051 |
| Zrg Partners LLC | NJ | 1 | $49,847 |
| Sam Houston Electric Cooperative, Inc. | TX | 1 | $45,355 |
| Dudley Debosier, Aplc | LA | 1 | $44,194 |
| Aai Associates, Inc. | NY | 1 | $42,409 |
State footprint
Plans reporting Cetera Advisors LLC are sponsored in CA (11), NY (8), PA (6), CT (5), LA (4), NJ (4), OH (4), ID (3), NC (3), MI (2), IA (2), KS (2).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Tasi Holdings, Inc. | Tasi Holdings 401(K) Plan | 2023 | $101,097 | not reported in the loaded dataset |
| Odyssey Logistics & Technology Corporation | Odyssey Logistics & Technology Corporation 401(K) Plan | 2023 | $0 | $79,270 |
| Schnabel, Inc. D/B/A Schnabel Engineering, Inc. | Schnabel, Inc. 401(K) And Profit Sharing Plan | 2023 | $65,884 | not reported in the loaded dataset |
| Bradford & Barthel, Llp | Bradford & Barthel 401(K) Profit Sharing Plan And Trust | 2023 | $0 | $60,738 |
| Sigma Engineers & Constructors, L.L.C. | Sigma Engineers & Constructors, L.L.C. 401(K) Profit Sharing Plan | 2023 | $0 | $51,051 |
| Zrg Partners LLC | Zrg Partners 401(K) Retirement Plan | 2023 | $49,847 | not reported in the loaded dataset |
| Sam Houston Electric Cooperative, Inc. | Sam Houston Electric Cooperative, Inc. Pension Plan | 2023 | $0 | $45,355 |
| Dudley Debosier, Aplc | Dudley Debosier, Aplc 401(K) Profit Sharing Plan | 2023 | $44,194 | not reported in the loaded dataset |
| Aai Associates, Inc. | Aai Associates, Inc. 401(K) Plan | 2023 | $42,409 | not reported in the loaded dataset |
| The Governor And Company Of The Bank Of Ireland | Bank Of Ireland Group U.S. 401(K) Savings Plan | 2023 | $41,795 | not reported in the loaded dataset |
| Newage Industries, Inc. | Newage Industries, Inc. 401(K) Plan | 2023 | $0 | $40,995 |
| Cedar Valley Medical Specialists, P.C. | Cedar Valley Medical Specialists, P.C. Profit Sharing & Employee Savings Plan | 2023 | $39,993 | not reported in the loaded dataset |
| Velosio, LLC | Velosio, LLC 401(K) Plan | 2023 | $39,474 | not reported in the loaded dataset |
| Checkmarx Inc | Checkmarx Inc 401 K Profit Sharing Plan Trust | 2023 | $0 | $39,130 |
| Ocean State Veterinary Specialists, | Ocean State Veterinary Specialists 401(K) Profit Sharing Plan | 2023 | $0 | $37,684 |
| Advanced Turf Solutions, Inc | Advanced Turf Solutions 401(K) Plan | 2023 | $35,495 | not reported in the loaded dataset |
| Masterpiece Flower Company, LLC | Masterpiece Flower Company, LLC 401(K) Retirement Plan | 2023 | $34,992 | not reported in the loaded dataset |
| Smyrna Ready Mix Concrete, LLC | Smyrna Ready Mix 401(K) Profit Sharing Plan And Trust | 2023 | $34,290 | not reported in the loaded dataset |
| Mcnc | Mcnc Retirement Plan | 2023 | $0 | $34,237 |
| Telamon Corporation | Telamon Corporation Tax Sheltered Retirement Plan | 2023 | $0 | $32,906 |
| Ecorp Consulting Inc | Ecorp Consulting Inc 401(K) Profit Sharing Plan & Trust | 2023 | $32,023 | not reported in the loaded dataset |
| Connecticut Gi, P.C. | Connecticut Gi 401(K) Profit Sharing Plan & Trust | 2023 | $31,250 | not reported in the loaded dataset |
| Modern Meadow, Inc. | Modern Meadow, Inc. 401(K) Plan | 2023 | $0 | $30,352 |
| Uei Group Services, Inc. | Uei Group 401(K) Plan | 2023 | $30,101 | not reported in the loaded dataset |
| Provident Funding Associates, L.P. | Provident Funding 401(K) Plan | 2023 | $29,799 | not reported in the loaded dataset |
| Linear Controls, Inc. | Linear Controls, Inc. 401(K) Plan | 2023 | $0 | $29,565 |
| Roundabout Entertainment Inc | Roundabout Entertainment Inc 401(K) Profit Sharing Plan & Trust | 2023 | $27,837 | not reported in the loaded dataset |
| Ridley'S Food Corporation | Ridley'S Food Corporation 401(K) Plan | 2023 | $27,685 | not reported in the loaded dataset |
| Electric Ai, Inc. | Electric Ai, Inc. 401k Plan | 2023 | $0 | $26,888 |
| Therapynotes, LLC | Therapynotes 401(K) Plan | 2023 | $25,168 | not reported in the loaded dataset |
| Smith Micro Software, Inc. | Smith Micro Software, Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $24,918 |
| Surgical Specialty Center Of Baton Rouge, LLC | Surgical Specialty Center Of Baton Rouge, LLC 401(K) Plan | 2023 | $23,696 | not reported in the loaded dataset |
| Denooyer Brothers, Inc. | Denooyer Brothers / Metro 401(K) Plan & Trust | 2023 | $0 | $22,597 |
| Bolton Veterinary Hospital, P.C. | Bolton Veterinary Hospital, P.C. 401(K) Profit Sharing Plan | 2023 | $21,487 | not reported in the loaded dataset |
| Milwaukee Art Museum, Inc. | Milwaukee Art Museum, Inc. Employees' Retirement Income Plan | 2023 | $20,666 | not reported in the loaded dataset |
| Saratoga Corporate Management Group, LLC | Saratoga Homes Profit Sharing Plan & Trust | 2023 | $20,543 | not reported in the loaded dataset |
| Global Poverty Project, Inc. | Global Citizen 403(B) Plan | 2023 | $0 | $19,867 |
| United Quality Cooperative | United Quality Cooperative 401(K) Plan | 2023 | $19,443 | $0 |
| Clear Street Management LLC | Clear Street 401(K) Plan | 2023 | $19,267 | not reported in the loaded dataset |
| Mary Ann'S Baking Co., Inc. | Mary Ann'S Baking Co., Inc. Profit Sharing | 2023 | $19,215 | not reported in the loaded dataset |
| Yieldstreet, Inc. | Yieldstreet, Inc. 401k Plan | 2023 | $0 | $19,170 |
| Governor And Company Of The Bank Of Ireland | Bank Of Ireland Group U.S. Retirement Plan | 2023 | $0 | $18,675 |
| Make The Road New York | Make The Road New York 401(K) Profit Sharing Plan And Trust | 2023 | $0 | $18,557 |
| Idaho Steel Products, Inc. | Idaho Steel Products, Inc. Profit Sharing 401(K) Retirement Savings Plan | 2023 | $0 | $18,239 |
| Pure Flow, Inc. | Pure Flow, Inc. Employees' 401(K) Profit Sharing Plan | 2023 | $0 | $17,961 |
| Behavior Interventions, Inc. | Behavior Interventions, Inc. 401(K) Plan | 2023 | $17,644 | not reported in the loaded dataset |
| Imco Carbide Tools, Inc. | Imco Carbide Tools, Inc. Profit Sharing Trust | 2023 | $0 | $17,573 |
| Ventiv Technology Inc. | Ventiv Technology Inc. 401(K) Plan | 2023 | $17,187 | $17 |
| Adm Associates, Inc. | 401 (K) Plan | 2023 | $16,709 | not reported in the loaded dataset |
| Pacific Coast Sales And Service, Inc. | Pacific Coast Sales And Service, Inc. 401k Plan | 2023 | $15,540 | not reported in the loaded dataset |
Related Form 5500 pages
- Tasi Holdings 401(K) Plan (plan 001)
- Tasi Holdings, Inc. — all reported plans
- Odyssey Logistics & Technology Corporation 401(K) Plan (plan 001)
- Odyssey Logistics & Technology Corporation — all reported plans
- Schnabel, Inc. 401(K) And Profit Sharing Plan (plan 001)
- Schnabel, Inc. D/B/A Schnabel Engineering, Inc. — all reported plans
- Bradford & Barthel 401(K) Profit Sharing Plan And Trust (plan 001)
- Bradford & Barthel, Llp — all reported plans
- Sigma Engineers & Constructors, L.L.C. 401(K) Profit Sharing Plan (plan 001)
- Sigma Engineers & Constructors, L.L.C. — all reported plans
- Zrg Partners 401(K) Retirement Plan (plan 001)
- Zrg Partners LLC — all reported plans
- Sam Houston Electric Cooperative, Inc. Pension Plan (plan 002)
- Sam Houston Electric Cooperative, Inc. — all reported plans
- Dudley Debosier, Aplc 401(K) Profit Sharing Plan (plan 001)
- Dudley Debosier, Aplc — all reported plans
- Aai Associates, Inc. 401(K) Plan (plan 001)
- Aai Associates, Inc. — all reported plans
- Bank Of Ireland Group U.S. 401(K) Savings Plan (plan 002)
- The Governor And Company Of The Bank Of Ireland — all reported plans
- Newage Industries, Inc. 401(K) Plan (plan 003)
- Newage Industries, Inc. — all reported plans
- Cedar Valley Medical Specialists, P.C. Profit Sharing & Employee Savings Plan (plan 001)
- Cedar Valley Medical Specialists, P.C. — all reported plans
- Velosio, LLC 401(K) Plan (plan 001)
- Velosio, LLC — all reported plans
- Checkmarx Inc 401 K Profit Sharing Plan Trust (plan 001)
- Checkmarx Inc — all reported plans
- Ocean State Veterinary Specialists 401(K) Profit Sharing Plan (plan 001)
- Ocean State Veterinary Specialists, — all reported plans
- Advanced Turf Solutions 401(K) Plan (plan 001)
- Advanced Turf Solutions, Inc — all reported plans
- Masterpiece Flower Company, LLC 401(K) Retirement Plan (plan 002)
- Masterpiece Flower Company, LLC — all reported plans
- Smyrna Ready Mix 401(K) Profit Sharing Plan And Trust (plan 001)
- Smyrna Ready Mix Concrete, LLC — all reported plans
- Mcnc Retirement Plan (plan 001)
- Mcnc — all reported plans
- Telamon Corporation Tax Sheltered Retirement Plan (plan 002)
- Telamon Corporation — all reported plans
- Ecorp Consulting Inc 401(K) Profit Sharing Plan & Trust (plan 002)
- Ecorp Consulting Inc — all reported plans
- Connecticut Gi 401(K) Profit Sharing Plan & Trust (plan 002)
- Connecticut Gi, P.C. — all reported plans
- Modern Meadow, Inc. 401(K) Plan (plan 001)
- Modern Meadow, Inc. — all reported plans
- Uei Group 401(K) Plan (plan 002)
- Uei Group Services, Inc. — all reported plans
- Provident Funding 401(K) Plan (plan 001)
- Provident Funding Associates, L.P. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources