Cetera Investment Advisers LLC — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Cetera Investment Advisers LLC is reported as a service provider on 75 loaded Form 5500 filing(s) across 75 plan sponsor(s) and 75 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $876,289 and reported indirect compensation totals $596,958.
Reported compensation summary
- Reported direct compensation
- $876,289
- Reported indirect compensation
- $596,958
- Total reported compensation
- $1,473,247
- Filings
- 75
- Plan sponsors
- 75
- Plans
- 75
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Daugherty Systems Inc | MO | 1 | $204,154 |
| Pain Management Solutions, LLC. | MD | 1 | $69,509 |
| Intervision Systems, LLC | MO | 1 | $69,333 |
| Self-Help Enterprises | CA | 1 | $57,762 |
| Security State Bancshares, Inc. | MO | 1 | $52,114 |
| Wendel, LLC | NY | 1 | $50,790 |
| Casco Diversified Corporation | MO | 1 | $50,008 |
| United Airlines, Inc. | IL | 1 | $44,111 |
| Sturdy Savings Bank | NJ | 1 | $43,116 |
| Utah Manufacturers Association | UT | 1 | $41,937 |
State footprint
Plans reporting Cetera Investment Advisers LLC are sponsored in CA (8), WI (8), NY (7), TX (5), MO (5), CO (4), IL (3), PA (3), TN (3), OK (3), MN (3), NJ (2).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Daugherty Systems Inc | Daugherty Systems, Inc. 401(K) Plan | 2023 | $0 | $204,154 |
| Pain Management Solutions, LLC. | Pain Management Solutions, LLC 401(K) Ps Plan And Trust | 2023 | $69,509 | $0 |
| Intervision Systems, LLC | Intervision Systems, LLC. 401(K) Profit Sharing Plan | 2023 | $0 | $69,333 |
| Self-Help Enterprises | Self-Help Enterprises Employees' 401(K) Retirement Plan | 2023 | $57,762 | not reported in the loaded dataset |
| Security State Bancshares, Inc. | Security State Bancshares, Inc. 401(K) Plan | 2023 | $0 | $52,114 |
| Wendel, LLC | Wendel 401k Plan | 2023 | $50,790 | not reported in the loaded dataset |
| Casco Diversified Corporation | Casco 401(K) Profit Sharing Plan | 2023 | $50,008 | not reported in the loaded dataset |
| United Airlines, Inc. | United Airlines Pilot Retirement Account Plan | 2023 | $44,111 | not reported in the loaded dataset |
| Sturdy Savings Bank | Sturdy Savings Bank 401k Retirement Savings Plan | 2023 | $43,116 | not reported in the loaded dataset |
| Utah Manufacturers Association | Utah Manufacturers Association Mep 401(K) Plan | 2023 | $41,937 | not reported in the loaded dataset |
| Sunstar Insurance Group Dba Chapman-Sander Insurance, LLC | Sunstar Insurance Group 401(K) Plan | 2023 | $0 | $39,600 |
| Dale Carnegie & Associates, Inc. | Dale Carnegie & Associates, Inc. Savings And Investment Plan | 2023 | $29,726 | $0 |
| Samba Holdings, Inc. | Samba Holdings, Inc. 401(K) Plan | 2023 | $29,112 | $0 |
| Norkol, Inc. | Norkol, Inc. Profit Sharing And Savings Plan | 2023 | $0 | $28,514 |
| Utility Data Contractors, LLC | Udc 401(K) Retirement Plan | 2023 | $0 | $27,371 |
| Imc Companies, LLC | Imc Companies, LLC Retirement Plan | 2023 | $26,810 | not reported in the loaded dataset |
| Medical Services Of America, Inc. | Medical Services Of America, Inc. 401(K) Retirement Plan | 2023 | $25,695 | not reported in the loaded dataset |
| Hart Howerton, Ltd. | Hart Howerton 401(K) Profit Sharing Plan | 2023 | $24,393 | $0 |
| Korber Tissue, Inc. | Korber Tissue, Inc. Savings & Retirement Plan | 2023 | $0 | $22,734 |
| Armstrong Bank | Armstrong Bank 401(K) Profit Sharing Plan | 2023 | $21,119 | not reported in the loaded dataset |
| North Texas Contracting, Inc. | North Texas Contracting, Inc 401(K) Savings Plan | 2023 | $20,938 | not reported in the loaded dataset |
| Minnco Credit Union | Minnco Credit Union 401(K) Plan | 2023 | $20,698 | $0 |
| Mandel Group, Inc. | Mandel Group, Inc. Salary Savings 401(K) Plan | 2023 | $0 | $19,884 |
| Wellsky Corporation | Wellsky Corporation 401(K) Plan | 2023 | $0 | $18,734 |
| Arizona Arthritis & Rheumatology Associates, P.C. | Arizona Arthritis & Rheumatology Associates, P.C. 401k Profit Sharing | 2023 | $17,949 | $3 |
| Unity Bank | Unity Bank Group Retirement Plan | 2023 | $11,426 | $6,414 |
| Landis Supermarket, Inc. | Landis Supermarket, Inc. 401(K) Profit Sharing Plan | 2023 | $17,241 | not reported in the loaded dataset |
| Crescent City Schools | Crescent City Schools 401(K) Plan | 2023 | $17,206 | not reported in the loaded dataset |
| Kessler'S Diamond Center, Inc. | Kessler'S Diamond Center, Inc. 401(K) Plan | 2023 | $0 | $17,083 |
| Rf Technologies, Inc. | Rf Technologies, Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $14,539 |
| United Cerebral Palsy Of Central California, Inc | United Cerebral Palsy Of Central California, Inc. 401(K) Plan | 2023 | $14,517 | not reported in the loaded dataset |
| His Highness Prince Aga Khan Shi | Council For Usa 401(K) Plan | 2023 | $13,401 | $0 |
| Maplewood Senior Living, LLC | Maplewood Senior Living Retirement Plan | 2023 | $12,651 | $0 |
| Midwest Transport, Inc. | Midwest Transport, Inc. Employees Savings Trust | 2023 | $12,250 | $0 |
| Montana Childrens Home & Hospital | Shodair Hospital Employees Tax Deferred Annuity Plan | 2023 | $11,975 | not reported in the loaded dataset |
| Luke Oil Co., Inc. | Luke Oil 401(K) Profit Sharing Plan | 2023 | $0 | $11,679 |
| Safilo Usa, Inc. | Safilo Usa Inc./Smith Sport Optics Inc. 401k Plan | 2023 | $11,573 | $0 |
| Lutheran Homes Of Oconomowoc, Inc. | Lutheran Homes Of Oconomowoc Retirement Plan | 2023 | $11,508 | not reported in the loaded dataset |
| Mps Group, Inc. | Mps Group 401(K) Savings Plan | 2023 | $0 | $10,794 |
| Miyamoto International, Inc. | Miyamoto International, Inc. 401(K) Profit Sharing Plan | 2023 | $10,654 | not reported in the loaded dataset |
| Avante Care Management LLC | Absolut Retirement Savings Plan | 2023 | $10,232 | not reported in the loaded dataset |
| The Bailey Company, Inc. | The Bailey Company 401(K) Plan | 2023 | $10,132 | not reported in the loaded dataset |
| M Moser Associates, LLC | M Moser Associates, LLC 401(K) Plan Amp | 2023 | $9,404 | $0 |
| Snap Finance, LLC | Snap Holdings, LLC 401(K) Plan | 2023 | $0 | $9,167 |
| Mayo Employees Federal Credit Union | Mayo Employees Federal Credit Union 401(K) Plan | 2023 | $9,164 | $0 |
| Anton Paar Usa, Inc. | Anton Paar Usa, Inc. Profit Sharing Plan | 2023 | $8,835 | not reported in the loaded dataset |
| City & County Credit Union | Cccu Post Retirement Savings Plan | 2023 | $0 | $8,453 |
| English Language Institute/China | English Language Institute In China 403(B) Plan | 2023 | $8,389 | not reported in the loaded dataset |
| Alameda County Community Food Bank | Alameda County Community Food Bank 403(B) Plan | 2023 | $8,252 | not reported in the loaded dataset |
| Uatp Management, LLC | Unleashed Brands 401(K) Plan | 2023 | $7,870 | not reported in the loaded dataset |
Related Form 5500 pages
- Daugherty Systems, Inc. 401(K) Plan (plan 001)
- Daugherty Systems Inc — all reported plans
- Pain Management Solutions, LLC 401(K) Ps Plan And Trust (plan 001)
- Pain Management Solutions, LLC. — all reported plans
- Intervision Systems, LLC. 401(K) Profit Sharing Plan (plan 001)
- Intervision Systems, LLC — all reported plans
- Self-Help Enterprises Employees' 401(K) Retirement Plan (plan 002)
- Self-Help Enterprises — all reported plans
- Security State Bancshares, Inc. 401(K) Plan (plan 002)
- Security State Bancshares, Inc. — all reported plans
- Wendel 401k Plan (plan 002)
- Wendel, LLC — all reported plans
- Casco 401(K) Profit Sharing Plan (plan 002)
- Casco Diversified Corporation — all reported plans
- United Airlines Pilot Retirement Account Plan (plan 202)
- United Airlines, Inc. — all reported plans
- Sturdy Savings Bank 401k Retirement Savings Plan (plan 002)
- Sturdy Savings Bank — all reported plans
- Utah Manufacturers Association Mep 401(K) Plan (plan 333)
- Utah Manufacturers Association — all reported plans
- Sunstar Insurance Group 401(K) Plan (plan 001)
- Sunstar Insurance Group Dba Chapman-Sander Insurance, LLC — all reported plans
- Dale Carnegie & Associates, Inc. Savings And Investment Plan (plan 002)
- Dale Carnegie & Associates, Inc. — all reported plans
- Samba Holdings, Inc. 401(K) Plan (plan 001)
- Samba Holdings, Inc. — all reported plans
- Norkol, Inc. Profit Sharing And Savings Plan (plan 002)
- Norkol, Inc. — all reported plans
- Udc 401(K) Retirement Plan (plan 001)
- Utility Data Contractors, LLC — all reported plans
- Imc Companies, LLC Retirement Plan (plan 001)
- Imc Companies, LLC — all reported plans
- Medical Services Of America, Inc. 401(K) Retirement Plan (plan 001)
- Medical Services Of America, Inc. — all reported plans
- Hart Howerton 401(K) Profit Sharing Plan (plan 001)
- Hart Howerton, Ltd. — all reported plans
- Korber Tissue, Inc. Savings & Retirement Plan (plan 003)
- Korber Tissue, Inc. — all reported plans
- Armstrong Bank 401(K) Profit Sharing Plan (plan 001)
- Armstrong Bank — all reported plans
- North Texas Contracting, Inc 401(K) Savings Plan (plan 001)
- North Texas Contracting, Inc. — all reported plans
- Minnco Credit Union 401(K) Plan (plan 003)
- Minnco Credit Union — all reported plans
- Mandel Group, Inc. Salary Savings 401(K) Plan (plan 001)
- Mandel Group, Inc. — all reported plans
- Wellsky Corporation 401(K) Plan (plan 001)
- Wellsky Corporation — all reported plans
- Arizona Arthritis & Rheumatology Associates, P.C. 401k Profit Sharing (plan 002)
- Arizona Arthritis & Rheumatology Associates, P.C. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources