Commonwealth Equity Services — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Commonwealth Equity Services is reported as a service provider on 38 loaded Form 5500 filing(s) across 38 plan sponsor(s) and 38 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $443,005 and reported indirect compensation totals $793,059.
Reported compensation summary
- Reported direct compensation
- $443,005
- Reported indirect compensation
- $793,059
- Total reported compensation
- $1,236,064
- Filings
- 38
- Plan sponsors
- 38
- Plans
- 38
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Boston Children'S Health Physicians, Llp | NY | 1 | $184,673 |
| Cooper Hatchery, Inc. | OH | 1 | $149,953 |
| Vaughn Industries, LLC | OH | 1 | $84,328 |
| The Morning Consult LLC | DC | 1 | $65,254 |
| Un1f1ed2 Global Packaging Group | MA | 1 | $51,576 |
| Council For Affordable Quality Healthcare, Inc. | DC | 1 | $50,000 |
| Specialty Construction, Inc. | CA | 1 | $42,984 |
| Wheeler Brothers Grain Company, LLC | OK | 1 | $41,795 |
| Conference Of State Bank Supervisor | DC | 1 | $40,000 |
| Bkk Management Co., Inc. & Affiliated Companies | OH | 1 | $38,439 |
State footprint
Plans reporting Commonwealth Equity Services are sponsored in NY (6), MA (5), OH (5), DC (4), IN (4), CA (3), PA (2), PR (1), AL (1), RI (1), IL (1), MD (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Boston Children'S Health Physicians, Llp | Boston Children'S Health Physicians, Llp 401(K) Retirement Plan | 2023 | $0 | $184,673 |
| Cooper Hatchery, Inc. | Cooper Farms Retirement Plan | 2023 | $149,953 | not reported in the loaded dataset |
| Vaughn Industries, LLC | Vaughn Industries, LLC 401k Profit Sharing Plan | 2023 | $0 | $84,328 |
| The Morning Consult LLC | The Morning Consult LLC 401k) Profit Sharing Plan | 2023 | $0 | $65,254 |
| Un1f1ed2 Global Packaging Group | Un1f1ed2 Global Packaging Group 401(K) Profit Sharing Plan And Trust | 2023 | $0 | $51,576 |
| Council For Affordable Quality Healthcare, Inc. | Caqh 401(K) Plan | 2023 | $0 | $50,000 |
| Specialty Construction, Inc. | Specialty Construction, Inc. Retirement Plan | 2023 | $42,984 | not reported in the loaded dataset |
| Wheeler Brothers Grain Company, LLC | Savings Incentive Plan For Employees Of Wheeler Brothers Grain Company, LLC | 2023 | $41,795 | not reported in the loaded dataset |
| Conference Of State Bank Supervisor | Conference Of State Bank Supervisors Safe Harbor 401(K) Plan | 2023 | $0 | $40,000 |
| Bkk Management Co., Inc. & Affiliated Companies | Taco Bell Of Northwest Ohio 401(K) Profit Sharing Plan | 2023 | $0 | $38,439 |
| N.E.L. Corporation | N.E.L. Corporation Money Purchase Pension Plan | 2023 | $0 | $38,336 |
| Eliot Community Human Services, Inc. | Eliot Community Human Services, Inc. 401(K) Plan | 2023 | $38,133 | $0 |
| Culver Tool & Engineering, LLC | Culver Tool & Engineering, LLC 401(K) Plan & Trust | 2023 | $33,086 | not reported in the loaded dataset |
| General Data Company Inc. | General Data Company Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $30,152 |
| Physicians Health Plan Of Northern | Phpni Retirement Plan | 2023 | $0 | $29,649 |
| Laforce & Company, LLC | Laforce & Company, LLC 401(K) & Profit Sharing Plan | 2023 | $0 | $29,547 |
| California Health Collaborative | California Health Collaborative Pension Plan | 2023 | $0 | $26,322 |
| Hodges Badge Company, Inc. | Hodges Badge Company, Inc. 401(K) Savings Plan | 2023 | $0 | $24,982 |
| Naphcare U.S., Inc. | Naphcare Us Inc. 401(K) Plan | 2023 | $24,106 | not reported in the loaded dataset |
| Child Development Associates, Inc. | Child Development Associates, Inc. 401(K) Profit Sharing Plan | 2023 | $22,532 | not reported in the loaded dataset |
| Workstream, Inc. | Hamilton Maverick 401(K) Savings Plan | 2023 | $0 | $18,727 |
| Pei | Pei Down East Toyota 401(K) Retirement Plan | 2023 | $18,665 | $0 |
| Citizens Disability, LLC | Citizens Disability 401(K) Plan | 2023 | $17,495 | not reported in the loaded dataset |
| The Oliver Carr Company | The Oliver Carr Company 401k Plan | 2023 | $0 | $15,447 |
| Unilode Aviation Solutions | Unilode Aviation Solutions 401(K) Plan | 2023 | not reported in the loaded dataset | $15,013 |
| Michiana Contracting, Inc. | Michiana Contracting, Inc. 401(K) Profit Sharing Plan | 2023 | $14,223 | not reported in the loaded dataset |
| Leyton Usa, Inc. | Leyton Usa, Inc. 401(K) Plan | 2023 | $14,093 | not reported in the loaded dataset |
| The Bartley Corporation | The Bartley Corporation Savings Plan | 2023 | $7,606 | $5,908 |
| Familycare Medical Group, P.C. | Familycare Medical Group, P.C. 401(K) Plan | 2023 | $0 | $12,333 |
| Jobworks, Inc. | Jobworks, Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $11,343 |
| Spectrum Health Services Inc | Spectrum Health Services Inc 403(B) Plan | 2023 | $11,201 | not reported in the loaded dataset |
| Mmpd Carst LLC | Autoland 401(K) Plan | 2023 | $0 | $10,705 |
| H&H Automotive LLC | H&H Automotive Profit Sharing Plan | 2023 | $0 | $10,325 |
| Phoenix Global | Phoenix Services LLC 401(K) Plan | 2023 | $5,429 | not reported in the loaded dataset |
| Va Claim Pros, LLC | Va Claim Pros, LLC Savings Plan | 2023 | $1,704 | not reported in the loaded dataset |
| Oswego County Opportunities, Inc. | Oswego County Opportunities, Inc. Employees' Deferred Annuity Plan | 2023 | $0 | $0 |
| Excelsior Orthopaedics Llp | Excelsior Orthopaedics, Llp 401(K) Profit Sharing Plan | 2023 | $0 | $0 |
| Alliance Precision Plastics Corporation | Alliance Precision Plastics Corporation 401(K) Plan | 2023 | $0 | $0 |
Related Form 5500 pages
- Boston Children'S Health Physicians, Llp 401(K) Retirement Plan (plan 001)
- Boston Children'S Health Physicians, Llp — all reported plans
- Cooper Farms Retirement Plan (plan 001)
- Cooper Hatchery, Inc. — all reported plans
- Vaughn Industries, LLC 401k Profit Sharing Plan (plan 002)
- Vaughn Industries, LLC — all reported plans
- The Morning Consult LLC 401k) Profit Sharing Plan (plan 001)
- The Morning Consult LLC — all reported plans
- Un1f1ed2 Global Packaging Group 401(K) Profit Sharing Plan And Trust (plan 001)
- Un1f1ed2 Global Packaging Group — all reported plans
- Caqh 401(K) Plan (plan 001)
- Council For Affordable Quality Healthcare, Inc. — all reported plans
- Specialty Construction, Inc. Retirement Plan (plan 001)
- Specialty Construction, Inc. — all reported plans
- Savings Incentive Plan For Employees Of Wheeler Brothers Grain Company, LLC (plan 001)
- Wheeler Brothers Grain Company, LLC — all reported plans
- Conference Of State Bank Supervisors Safe Harbor 401(K) Plan (plan 002)
- Conference Of State Bank Supervisor — all reported plans
- Taco Bell Of Northwest Ohio 401(K) Profit Sharing Plan (plan 001)
- Bkk Management Co., Inc. & Affiliated Companies — all reported plans
- N.E.L. Corporation Money Purchase Pension Plan (plan 001)
- N.E.L. Corporation — all reported plans
- Eliot Community Human Services, Inc. 401(K) Plan (plan 002)
- Eliot Community Human Services, Inc. — all reported plans
- Culver Tool & Engineering, LLC 401(K) Plan & Trust (plan 001)
- Culver Tool & Engineering, LLC — all reported plans
- General Data Company Inc. 401(K) Profit Sharing Plan (plan 001)
- General Data Company Inc. — all reported plans
- Phpni Retirement Plan (plan 001)
- Physicians Health Plan Of Northern — all reported plans
- Laforce & Company, LLC 401(K) & Profit Sharing Plan (plan 001)
- Laforce & Company, LLC — all reported plans
- California Health Collaborative Pension Plan (plan 001)
- California Health Collaborative — all reported plans
- Hodges Badge Company, Inc. 401(K) Savings Plan (plan 001)
- Hodges Badge Company, Inc. — all reported plans
- Naphcare Us Inc. 401(K) Plan (plan 001)
- Naphcare U.S., Inc. — all reported plans
- Child Development Associates, Inc. 401(K) Profit Sharing Plan (plan 001)
- Child Development Associates, Inc. — all reported plans
- Hamilton Maverick 401(K) Savings Plan (plan 001)
- Workstream, Inc. — all reported plans
- Pei Down East Toyota 401(K) Retirement Plan (plan 001)
- Pei — all reported plans
- Citizens Disability 401(K) Plan (plan 001)
- Citizens Disability, LLC — all reported plans
- The Oliver Carr Company 401k Plan (plan 001)
- The Oliver Carr Company — all reported plans
- Unilode Aviation Solutions 401(K) Plan (plan 001)
- Unilode Aviation Solutions — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources