Lpl Financial — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Lpl Financial is reported as a service provider on 478 loaded Form 5500 filing(s) across 464 plan sponsor(s) and 475 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $12,426,488 and reported indirect compensation totals $1,222,953.
Reported compensation summary
- Reported direct compensation
- $12,426,488
- Reported indirect compensation
- $1,222,953
- Total reported compensation
- $13,649,441
- Filings
- 478
- Plan sponsors
- 464
- Plans
- 475
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Horizon Roofing, Inc | MN | 1 | $1,357,077 |
| Tata America International Corporation | NJ | 1 | $339,060 |
| Takasago International Corp. (Usa) | NJ | 1 | $140,898 |
| The First Bancshares, Inc. | MS | 1 | $124,244 |
| Providence Administrative Consulting Services Inc | UT | 2 | $113,142 |
| Grove City College | PA | 1 | $108,575 |
| National Account Service Company LLC | GA | 1 | $106,006 |
| Washington Gastroenterology, Pllc | WA | 2 | $105,733 |
| Newport Group, Inc. | CA | 1 | $102,919 |
| Schluter Systems L.P. | NY | 1 | $101,028 |
State footprint
Plans reporting Lpl Financial are sponsored in NY (48), CA (47), PA (41), NC (30), TX (29), OH (22), IL (22), MI (18), UT (15), NJ (13), MA (13), GA (13).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Horizon Roofing, Inc | Horizon Roofing 401(K) Plan | 2023 | $1,357,077 | not reported in the loaded dataset |
| Tata America International Corporation | Tcs 401(K) Plan | 2023 | $339,060 | not reported in the loaded dataset |
| Takasago International Corp. (Usa) | Takasago International Corp. (Usa) 401(K) Plan | 2023 | $140,898 | not reported in the loaded dataset |
| The First Bancshares, Inc. | The First Bancshares, Inc. Profit Sharing 401(K) Plan | 2023 | $124,244 | $0 |
| Grove City College | Grove City College Savings And Retirement Plan | 2023 | $108,575 | not reported in the loaded dataset |
| National Account Service Company LLC | National Account Service Company 401(K) Savings Plan | 2023 | $106,006 | not reported in the loaded dataset |
| Newport Group, Inc. | Ascensus Secure Retirement Pooled Employer Plan | 2023 | $102,919 | not reported in the loaded dataset |
| Schluter Systems L.P. | Schluter Systems L.P. 401(K) Profit Sharing Plan | 2023 | $101,028 | $0 |
| Applied Technical Services, LLC | Applied Technical Services, 401(K) Plan | 2023 | $94,251 | not reported in the loaded dataset |
| Human Capital Concepts, LLC | Human Capital Concepts, LLC 401(K) Savings Plan | 2023 | $90,142 | not reported in the loaded dataset |
| Bond & Steele Clinic, P.A. | Bond Clinic, P.A. Profit Sharing Plan | 2023 | $0 | $90,009 |
| Asahi Intecc Usa, Inc. | Asahi Intecc Usa, Inc. 401(K) Retirement Plan | 2023 | $86,661 | not reported in the loaded dataset |
| Rangewater Real Estate, LLC | Rangewater 401(K) Plan | 2023 | $86,571 | not reported in the loaded dataset |
| Providence Administrative Consulting Services Inc | Providence Administrative Consulting Services Inc 401(K) Profit Sharing Plan And Trust | 2023 | $85,147 | not reported in the loaded dataset |
| Panama Transfer | Panama Transfer Profit Sharing Plan | 2023 | $84,565 | not reported in the loaded dataset |
| Omni Logistics, LLC | Omni Logistics 401(K) Plan | 2023 | $0 | $81,448 |
| Acorn Engineering Company, Inc. | Acorn Engineering Company, Inc. 401(K) Plan | 2023 | $80,964 | not reported in the loaded dataset |
| Central Illinois Radiological Associates, Ltd. | Central Illinois Radiological Associates, Ltd. 401(K) Profit Sharing Plan | 2023 | $78,686 | not reported in the loaded dataset |
| Flying Food Fare, Inc. | Flying Food Fare, Inc. 401(K) Plan | 2023 | $70,550 | not reported in the loaded dataset |
| Virginia Panel Corporation | Virginia Panel Corporation Profit Sharing And 401(K) Plan | 2023 | $70,196 | $0 |
| Fond Du Lac Regional Clinic, S.C. | Fond Du Lac Regional Clinic, S.C. 401k Profit Sharing Plan | 2023 | $70,000 | not reported in the loaded dataset |
| Kyb Americas Corporation | Kyb Americas Corporation 401(K) Plan | 2023 | $70,000 | $0 |
| Washington Gastroenterology, Pllc | Wagi 401(K) Plan | 2023 | $68,936 | $0 |
| Robertet, Inc. | Robertet Usa 401(K) Plan | 2023 | $67,543 | not reported in the loaded dataset |
| West Shore Home, LLC | West Shore Home, LLC 401(K) Plan | 2023 | $65,467 | not reported in the loaded dataset |
| Sierra Nevada Brewing Co. | Sierra Nevada Brewing 401(K) Plan | 2023 | $62,269 | not reported in the loaded dataset |
| Cyclone Drilling, Inc. | Cyclone Drilling, Inc. 401(K) Plan | 2023 | $62,004 | not reported in the loaded dataset |
| Beasley Forest Products, Inc. | Beasley Forest Products, Inc. 401(K) Profit Sharing Plan | 2023 | $61,809 | not reported in the loaded dataset |
| Clarus Commerce LLC Dba Ebbo | Ebbo 401(K) Plan | 2023 | $61,741 | $0 |
| Hornbeck Offshore Services, Inc. | Hornbeck Offshore Services, Inc. 401(K) Plan | 2023 | $61,000 | not reported in the loaded dataset |
| Meadville Medical Center | Incentive Savings Plan For Employees Of Meadville Medical Center | 2023 | $60,485 | not reported in the loaded dataset |
| Quantix Scs, LLC | Quantix Scs 401(K) Plan | 2023 | $60,000 | not reported in the loaded dataset |
| Polaris Industries Inc. | Polaris 401k Retirement Savings Plan | 2023 | $60,000 | not reported in the loaded dataset |
| Madison Acquisition Group LLC | Madison Acquisition Group LLC 401(K) Profit Sharing Plan & Trust | 2023 | $59,015 | not reported in the loaded dataset |
| Bronx Harbor Healthcare Complex, Inc. | Kings Harbor Multicare Center 401(K) Plan | 2023 | $58,912 | not reported in the loaded dataset |
| Penny Newman Grain Company, Inc. | Penny Newman Grain Company, Inc. Retirement Plan | 2023 | $58,800 | not reported in the loaded dataset |
| Mastercontrol Solutions, Inc. | Mastercontrol 401(K) Savings Plan | 2023 | $56,292 | $0 |
| Trustees Of United Union Of Roofers Waterproofers & Allied Workers #2 | Roofers Local #2 Supplemental Pension Plan | 2023 | $56,020 | not reported in the loaded dataset |
| Meetings & Incentives Worldwide, Inc. | Meetings & Incentives Worldwide, Inc. 401(K) P/S Plan | 2023 | $56,011 | not reported in the loaded dataset |
| United Community & Family Serv | United Community & Family Services, Inc. 401(K) Plan | 2023 | $55,394 | not reported in the loaded dataset |
| Tague Lumber, Inc. | Tague Lumber, Inc. 401(K) Profit Sharing Plan | 2023 | $55,262 | not reported in the loaded dataset |
| Aero-Flite, Inc. | Aero-Flite 401(K) Plan | 2023 | $0 | $55,204 |
| Etnyre International, Ltd. | Etnyre International Profit Sharing And Retirement Savings Plan | 2023 | $55,000 | not reported in the loaded dataset |
| Fch Enterprises, Inc. | Zippy'S 401(K) Profit Sharing Plan | 2023 | $54,799 | $0 |
| Velocity Commercial Capital, LLC | Velocity Commercial Capital, LLC 401(K) Plan | 2023 | $54,211 | not reported in the loaded dataset |
| Thg International LLC (Dba Thg) | The Hut Group 401(K) Plan | 2023 | $0 | $53,395 |
| Community Computer Service, Inc. | Community Computer Service, Inc. 401(K) Plan | 2023 | $0 | $53,190 |
| J.J. Taylor Companies, Inc. | J.J. Taylor Companies, Inc. Profit Sharing Retirement Plan | 2023 | $53,000 | not reported in the loaded dataset |
| Deseret Generation & Transmission Co-Operative | Deseret-Blue Mountain 401k Plan | 2023 | $52,780 | not reported in the loaded dataset |
| Curo Health Services, LLC | Gentiva 401(K) Plan | 2023 | $52,500 | not reported in the loaded dataset |
Related Form 5500 pages
- Horizon Roofing 401(K) Plan (plan 001)
- Horizon Roofing, Inc — all reported plans
- Tcs 401(K) Plan (plan 001)
- Tata America International Corporation — all reported plans
- Takasago International Corp. (Usa) 401(K) Plan (plan 004)
- Takasago International Corp. (Usa) — all reported plans
- The First Bancshares, Inc. Profit Sharing 401(K) Plan (plan 001)
- The First Bancshares, Inc. — all reported plans
- Grove City College Savings And Retirement Plan (plan 002)
- Grove City College — all reported plans
- National Account Service Company 401(K) Savings Plan (plan 002)
- National Account Service Company LLC — all reported plans
- Ascensus Secure Retirement Pooled Employer Plan (plan 002)
- Newport Group, Inc. — all reported plans
- Schluter Systems L.P. 401(K) Profit Sharing Plan (plan 001)
- Schluter Systems L.P. — all reported plans
- Applied Technical Services, 401(K) Plan (plan 001)
- Applied Technical Services, LLC — all reported plans
- Human Capital Concepts, LLC 401(K) Savings Plan (plan 001)
- Human Capital Concepts, LLC — all reported plans
- Bond Clinic, P.A. Profit Sharing Plan (plan 002)
- Bond & Steele Clinic, P.A. — all reported plans
- Asahi Intecc Usa, Inc. 401(K) Retirement Plan (plan 001)
- Asahi Intecc Usa, Inc. — all reported plans
- Rangewater 401(K) Plan (plan 001)
- Rangewater Real Estate, LLC — all reported plans
- Providence Administrative Consulting Services Inc 401(K) Profit Sharing Plan And Trust (plan 001)
- Providence Administrative Consulting Services Inc — all reported plans
- Panama Transfer Profit Sharing Plan (plan 001)
- Panama Transfer — all reported plans
- Omni Logistics 401(K) Plan (plan 002)
- Omni Logistics, LLC — all reported plans
- Acorn Engineering Company, Inc. 401(K) Plan (plan 002)
- Acorn Engineering Company, Inc. — all reported plans
- Central Illinois Radiological Associates, Ltd. 401(K) Profit Sharing Plan (plan 006)
- Central Illinois Radiological Associates, Ltd. — all reported plans
- Flying Food Fare, Inc. 401(K) Plan (plan 001)
- Flying Food Fare, Inc. — all reported plans
- Virginia Panel Corporation Profit Sharing And 401(K) Plan (plan 001)
- Virginia Panel Corporation — all reported plans
- Fond Du Lac Regional Clinic, S.C. 401k Profit Sharing Plan (plan 001)
- Fond Du Lac Regional Clinic, S.C. — all reported plans
- Kyb Americas Corporation 401(K) Plan (plan 001)
- Kyb Americas Corporation — all reported plans
- Wagi 401(K) Plan (plan 001)
- Washington Gastroenterology, Pllc — all reported plans
- Robertet Usa 401(K) Plan (plan 001)
- Robertet, Inc. — all reported plans
- West Shore Home, LLC 401(K) Plan (plan 001)
- West Shore Home, LLC — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources