Merrill Lynch Pierce Fenner Smith — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Merrill Lynch Pierce Fenner Smith is reported as a service provider on 61 loaded Form 5500 filing(s) across 58 plan sponsor(s) and 60 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $5,168,312 and reported indirect compensation totals $152,980.
Reported compensation summary
- Reported direct compensation
- $5,168,312
- Reported indirect compensation
- $152,980
- Total reported compensation
- $5,321,292
- Filings
- 61
- Plan sponsors
- 58
- Plans
- 60
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Sedgwick Claims Management Services, Inc. | TN | 2 | $1,564,473 |
| General Committee Of Adjustment For The Lines, Csx-Western Lines, Csx- | NY | 1 | $785,111 |
| Kth Parts Industries, Inc. | OH | 1 | $606,207 |
| Chamber Of Commerce Of The United States Of America | DC | 1 | $371,797 |
| Farmers Union Industries, LLC | MN | 1 | $291,742 |
| Glencore Ltd. | NY | 1 | $175,213 |
| Walmart Inc. | AR | 1 | $155,238 |
| Industrial Info Resources, Inc. | TX | 1 | $67,068 |
| Western Asset Management Company, LLC | CA | 1 | $65,545 |
| Furniture Row Bc, Inc. | CO | 1 | $63,059 |
State footprint
Plans reporting Merrill Lynch Pierce Fenner Smith are sponsored in FL (12), CA (6), NY (5), TX (4), NJ (4), TN (3), OH (3), PA (3), WA (3), CO (2), DC (2), CT (2).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Sedgwick Claims Management Services, Inc. | Sedgwick 401(K) Savings Plan | 2023 | $1,247,147 | $0 |
| General Committee Of Adjustment For The Lines, Csx-Western Lines, Csx- | Brotherhood Of Locomotive Engineers 401(K) Savings Employees Of Csx Transportation Inc. | 2023 | $741,051 | $44,060 |
| Kth Parts Industries, Inc. | Kth Parts Industries, Inc. Associate Retirement Plan | 2023 | $606,207 | not reported in the loaded dataset |
| Chamber Of Commerce Of The United States Of America | Retirement Income Plan For Employees Of The Chamber Of Commerce Of The United States Of America | 2023 | $371,797 | $0 |
| Sedgwick Claims Management Services, Inc. | Sedgwick Retirement Plan | 2023 | $307,124 | $10,202 |
| Farmers Union Industries, LLC | Farmers Union Industries, LLC Retirement Plan | 2023 | $280,783 | $10,959 |
| Glencore Ltd. | Glencore Ltd. Defined Benefit Plan | 2023 | $175,213 | $0 |
| Walmart Inc. | Walmart Puerto Rico 401(K) Plan | 2023 | $155,238 | not reported in the loaded dataset |
| Industrial Info Resources, Inc. | Industrial Info Resources, Inc. Employee Savings Plan | 2023 | $67,068 | $0 |
| Western Asset Management Company, LLC | The Western Asset Management 401(K) Plan | 2023 | $65,545 | $0 |
| Furniture Row Bc, Inc. | Furniture Row 401(K) Savings Plan | 2023 | $63,059 | $0 |
| Florida Arthritis And Rheumatology Associates, LLC Dba Aara | Aara 401(K) Plan | 2023 | $62,496 | not reported in the loaded dataset |
| Mcconnell Golf, LLC | Mcconnell Golf 401(K) Profit Sharing Plan | 2023 | $60,618 | not reported in the loaded dataset |
| Conrail Saa/Csxt Northern District General Committee Of Adjustment | Brotherhood Of Locomotive Engineers And Trainmen 4 For Employees Of Conrail Saa | 2023 | $32,993 | $24,252 |
| Penny Publications, LLC | Penny Publications, LLC 401(K) Plan | 2023 | not reported in the loaded dataset | $56,329 |
| Taft Stettinius & Hollister Llp | Taft Stettinius & Hollister Llp Thrift Savings & Retirement Plan | 2023 | $49,813 | $0 |
| Slickdeals, LLC | Slickdeals, LLC 401(K) Profit Sharing Plan | 2023 | $47,139 | not reported in the loaded dataset |
| Umansky Umg, LLC Dba Umansky Motor Cars | Umansky Automotive Group Profit Sharing And Employee Savings Plan | 2023 | $46,664 | not reported in the loaded dataset |
| Corestates, Inc. | Corestates, Inc. Retirement Savings Plan | 2023 | $43,929 | not reported in the loaded dataset |
| Sunshine Flowers Corporation | Floral Benefits 401(K) Profit Sharing Plan | 2023 | $39,664 | $0 |
| Camelot Community Care, Inc. | Camelot Community Care, Inc. Retirement Plan | 2023 | $36,043 | not reported in the loaded dataset |
| Florida Eye Health Services, LLC | Florida Eye Health Services, LLC 401(K) Retirement Plan | 2023 | $34,678 | not reported in the loaded dataset |
| The Falcon Corporation | Dca Profit Sharing 401(K) Plan | 2023 | $31,720 | not reported in the loaded dataset |
| States Logistics Services, Inc. | States Logistics Services, Inc. Employee Stock Ownership Plan | 2023 | $31,653 | $0 |
| Checker Notions Co., Inc. Dba Checker Distributors | Checker Distributors 401(K) Plan | 2023 | $29,336 | $0 |
| Western Conference Of Teamsters Pension Trust Fund Board Of Trustees | Western Conference Of Teamsters Pension Plan | 2023 | $27,607 | not reported in the loaded dataset |
| Nest International, Inc. | Nest International, Inc. 401(K) Plan | 2023 | $26,916 | not reported in the loaded dataset |
| Dako Resources LLC | Dako Resources LLC 401(K) Profit Sharing Plan & Trust | 2023 | $25,977 | not reported in the loaded dataset |
| State Roofing Systems, Inc. | State Roofing Systems, Inc. 401(K) Plan | 2023 | $25,940 | not reported in the loaded dataset |
| Grande Aire Services Inc | Grande Aire Services Inc 401 K Profit Sharing Plan Trust | 2023 | $24,107 | not reported in the loaded dataset |
| Allyn International Services, Inc. | Allyn International Services, Inc. 401(K) Plan | 2023 | $22,959 | not reported in the loaded dataset |
| Wilson Fire Equipment And Service Company, Inc. | Wilson Fire Equipment & Service Co., Inc. 401(K) Employee Savings Plan | 2023 | $22,470 | $0 |
| Solo Printing LLC | Solo Printing 401(K) Savings Plan | 2023 | $21,694 | not reported in the loaded dataset |
| Agrex, Inc. | The Agrex, Inc. Pension Plan | 2023 | $21,488 | not reported in the loaded dataset |
| Delta Centrifugal, LLC | Delta Centrifugal Employee Salary Reduction Plan | 2023 | $19,634 | not reported in the loaded dataset |
| Board Of Trustees Of Local 40 Annuity Fund | International Association Of Heat And Frost Insulators And Allied Workers Local No. 40 Annuity Fund | 2023 | $19,363 | not reported in the loaded dataset |
| Zeomega, Inc. | Zeomega, Inc. 401(K) Profit Sharing Plan | 2023 | $18,749 | $0 |
| Vacuum Truck Rentals, LLC | Vacuum Truck Rentals, LLC 401(K) Plan | 2023 | $18,392 | $0 |
| Children'S Learning Centers Of Fairfield County, Inc. | Children'S Learning Centers Of Fairfield County, Inc. 401(K) Plan | 2023 | $17,980 | not reported in the loaded dataset |
| Swk Management, Inc. | Swk Management, Inc. 401(K) Plan | 2023 | $17,428 | not reported in the loaded dataset |
| International Motor Freight, Inc. | International Motor Freight, Inc. 401(K) Plan | 2023 | $17,403 | $0 |
| Niagara Plastics Company | Niagara Plastics Company Employees Pension Plan | 2023 | $17,120 | $0 |
| Sv Paymaster Corporation, LLC | Aran Eye Associates Pa 401(K) Profit Sharing Plan & Trust | 2023 | $16,894 | not reported in the loaded dataset |
| Jbc Style Ny, LLC | Jbc 401(K) Plan | 2023 | $16,608 | not reported in the loaded dataset |
| Northwest Orthopaedic Specialist, P .S. | Northwest Orthopaedic Specialist, P.S. 401(K) Savings Plan | 2023 | $16,019 | not reported in the loaded dataset |
| Kissimmee Chevrolet, LLC Dba Starling Chevrolet | Kissimmee Chevrolet, LLC Dba Starling Chevrolet 401(K) Plan | 2023 | $14,548 | not reported in the loaded dataset |
| Garrison Steel Erectors, Inc. | Garrison Steel 401(K) Plan | 2023 | $13,338 | $0 |
| Genesis Laboratory Management, LLC | Pathology & Billing Group 401(K) Plan | 2023 | $13,259 | not reported in the loaded dataset |
| Sarasota 500, LLC | Sarasota 500, LLC Dba Sarasota Ford 401k Plan | 2023 | $12,789 | $0 |
| Afiniti Inc. | Afiniti 401(K) Plan | 2023 | $12,513 | not reported in the loaded dataset |
Related Form 5500 pages
- Sedgwick 401(K) Savings Plan (plan 001)
- Sedgwick Claims Management Services, Inc. — all reported plans
- Brotherhood Of Locomotive Engineers 401(K) Savings Employees Of Csx Transportation Inc. (plan 002)
- General Committee Of Adjustment For The Lines, Csx-Western Lines, Csx- — all reported plans
- Kth Parts Industries, Inc. Associate Retirement Plan (plan 002)
- Kth Parts Industries, Inc. — all reported plans
- Retirement Income Plan For Employees Of The Chamber Of Commerce Of The United States Of America (plan 001)
- Chamber Of Commerce Of The United States Of America — all reported plans
- Sedgwick Retirement Plan (plan 002)
- Farmers Union Industries, LLC Retirement Plan (plan 001)
- Farmers Union Industries, LLC — all reported plans
- Glencore Ltd. Defined Benefit Plan (plan 003)
- Glencore Ltd. — all reported plans
- Walmart Puerto Rico 401(K) Plan (plan 004)
- Walmart Inc. — all reported plans
- Industrial Info Resources, Inc. Employee Savings Plan (plan 001)
- Industrial Info Resources, Inc. — all reported plans
- The Western Asset Management 401(K) Plan (plan 005)
- Western Asset Management Company, LLC — all reported plans
- Furniture Row 401(K) Savings Plan (plan 001)
- Furniture Row Bc, Inc. — all reported plans
- Aara 401(K) Plan (plan 001)
- Florida Arthritis And Rheumatology Associates, LLC Dba Aara — all reported plans
- Mcconnell Golf 401(K) Profit Sharing Plan (plan 001)
- Mcconnell Golf, LLC — all reported plans
- Brotherhood Of Locomotive Engineers And Trainmen 4 For Employees Of Conrail Saa (plan 001)
- Conrail Saa/Csxt Northern District General Committee Of Adjustment — all reported plans
- Penny Publications, LLC 401(K) Plan (plan 002)
- Penny Publications, LLC — all reported plans
- Taft Stettinius & Hollister Llp Thrift Savings & Retirement Plan (plan 004)
- Taft Stettinius & Hollister Llp — all reported plans
- Slickdeals, LLC 401(K) Profit Sharing Plan (plan 001)
- Slickdeals, LLC — all reported plans
- Umansky Automotive Group Profit Sharing And Employee Savings Plan (plan 001)
- Umansky Umg, LLC Dba Umansky Motor Cars — all reported plans
- Corestates, Inc. Retirement Savings Plan (plan 003)
- Corestates, Inc. — all reported plans
- Floral Benefits 401(K) Profit Sharing Plan (plan 001)
- Sunshine Flowers Corporation — all reported plans
- Camelot Community Care, Inc. Retirement Plan (plan 001)
- Camelot Community Care, Inc. — all reported plans
- Florida Eye Health Services, LLC 401(K) Retirement Plan (plan 001)
- Florida Eye Health Services, LLC — all reported plans
- Dca Profit Sharing 401(K) Plan (plan 002)
- The Falcon Corporation — all reported plans
- States Logistics Services, Inc. Employee Stock Ownership Plan (plan 002)
- States Logistics Services, Inc. — all reported plans
- Checker Distributors 401(K) Plan (plan 001)
- Checker Notions Co., Inc. Dba Checker Distributors — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources