Nuveen Asset Management — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Nuveen Asset Management is reported as a service provider on 17 loaded Form 5500 filing(s) across 16 plan sponsor(s) and 17 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $2,274,695 and reported indirect compensation totals $0.
Reported compensation summary
- Reported direct compensation
- $2,274,695
- Reported indirect compensation
- $0
- Total reported compensation
- $2,274,695
- Filings
- 17
- Plan sponsors
- 16
- Plans
- 17
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Walmart Inc. | AR | 1 | $1,387,005 |
| Jpmorgan Chase Bank, National Association | NJ | 1 | $242,838 |
| Board Of Trustees Pension Fund Of Heat And Frost Insulators Local 12 | NY | 1 | $135,874 |
| Wec Energy Group, Inc. | WI | 1 | $79,547 |
| Rtx Corporation | CT | 1 | $79,538 |
| Wisconsin Sheet Metal Workers | WI | 1 | $52,014 |
| Amalgamated Sugar Company | ID | 2 | $47,227 |
| Ironworkers St Louis District Council Welfare Plan | MO | 1 | $41,921 |
| Wec Energy Group, Inc. | WI | 1 | $37,232 |
| Wisconsin Public Service Corporation (Wpsc) | WI | 1 | $35,496 |
State footprint
Plans reporting Nuveen Asset Management are sponsored in WI (6), MO (3), ID (2), MI (1), AR (1), NJ (1), NY (1), OH (1), CT (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Walmart Inc. | Walmart 401(K) Plan | 2023 | $1,387,005 | not reported in the loaded dataset |
| Jpmorgan Chase Bank, National Association | Jpmorgan Chase Retirement Plan | 2023 | $242,838 | $0 |
| Board Of Trustees Pension Fund Of Heat And Frost Insulators Local 12 | Pension Fund Of Heat And Frost Insulators Local 12 | 2023 | $135,874 | $0 |
| Wec Energy Group, Inc. | Wec Energy Group Master Retirement Trust | 2023 | $79,547 | not reported in the loaded dataset |
| Rtx Corporation | Group Health Plan Of United Technologies Corporation | 2023 | $79,538 | not reported in the loaded dataset |
| Wisconsin Sheet Metal Workers | Wisconsin Sheet Metal Workers Health And Benefit Fund | 2023 | $52,014 | $0 |
| Ironworkers St Louis District Council Welfare Plan | Iron Workers St. Louis District Council Welfare Plan | 2023 | $41,921 | not reported in the loaded dataset |
| Wec Energy Group, Inc. | Integrys Energy Group Master Retirement Trust | 2023 | $37,232 | not reported in the loaded dataset |
| Wisconsin Public Service Corporation (Wpsc) | Wisconsin Public Service Corporation Non-Administrative Employees' Health Care Plan | 2023 | $35,496 | not reported in the loaded dataset |
| Amalgamated Sugar Company | Amalgamated Sugar Company Salaried Retirement Plan | 2023 | $30,847 | not reported in the loaded dataset |
| Wec Energy Group, Inc. | Wec Energy Group Retiree Welfare Plan | 2023 | $28,026 | not reported in the loaded dataset |
| Covia Holdings Corporation | Covia Holdings Corporation Pension Plan | 2023 | $27,975 | not reported in the loaded dataset |
| Automotive Petroleum & Allied Industries Employees Welfare Fund | Automotive, Petroleum & Allied Industries Employee Welfare Fund | 2023 | $26,296 | not reported in the loaded dataset |
| Joint Board Of Trustees Cement Masons Pension Trust Fund-Detroit | Cement Masons Pension Trust Fund - Detroit And Vicinity | 2023 | $24,867 | not reported in the loaded dataset |
| Peoples Energy, LLC | Peoples Energy Comprehensive Group Insurance Plan | 2023 | $23,393 | not reported in the loaded dataset |
| Amalgamated Sugar Company | Amalgamated Sugar Company Hourly Retirement Plan | 2023 | $16,380 | not reported in the loaded dataset |
| Trustees-United Automotive Association Pension Plan | United Automotive Association Pension Plan | 2023 | $5,446 | $0 |
Related Form 5500 pages
- Walmart 401(K) Plan (plan 003)
- Walmart Inc. — all reported plans
- Jpmorgan Chase Retirement Plan (plan 001)
- Jpmorgan Chase Bank, National Association — all reported plans
- Pension Fund Of Heat And Frost Insulators Local 12 (plan 002)
- Board Of Trustees Pension Fund Of Heat And Frost Insulators Local 12 — all reported plans
- Wec Energy Group Master Retirement Trust (plan 048)
- Wec Energy Group, Inc. — all reported plans
- Group Health Plan Of United Technologies Corporation (plan 501)
- Rtx Corporation — all reported plans
- Wisconsin Sheet Metal Workers Health And Benefit Fund (plan 501)
- Wisconsin Sheet Metal Workers — all reported plans
- Iron Workers St. Louis District Council Welfare Plan (plan 501)
- Ironworkers St Louis District Council Welfare Plan — all reported plans
- Integrys Energy Group Master Retirement Trust (plan 001)
- Wec Energy Group, Inc. — all reported plans
- Wisconsin Public Service Corporation Non-Administrative Employees' Health Care Plan (plan 512)
- Wisconsin Public Service Corporation (Wpsc) — all reported plans
- Amalgamated Sugar Company Salaried Retirement Plan (plan 002)
- Amalgamated Sugar Company — all reported plans
- Wec Energy Group Retiree Welfare Plan (plan 544)
- Wec Energy Group, Inc. — all reported plans
- Covia Holdings Corporation Pension Plan (plan 003)
- Covia Holdings Corporation — all reported plans
- Automotive, Petroleum & Allied Industries Employee Welfare Fund (plan 501)
- Automotive Petroleum & Allied Industries Employees Welfare Fund — all reported plans
- Cement Masons Pension Trust Fund - Detroit And Vicinity (plan 001)
- Joint Board Of Trustees Cement Masons Pension Trust Fund-Detroit — all reported plans
- Peoples Energy Comprehensive Group Insurance Plan (plan 501)
- Peoples Energy, LLC — all reported plans
- Amalgamated Sugar Company Hourly Retirement Plan (plan 001)
- United Automotive Association Pension Plan (plan 001)
- Trustees-United Automotive Association Pension Plan — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources