Rocaton Investment Advisors — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Rocaton Investment Advisors is reported as a service provider on 10 loaded Form 5500 filing(s) across 8 plan sponsor(s) and 10 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $1,017,196 and reported indirect compensation totals not reported in the loaded dataset.
Reported compensation summary
- Reported direct compensation
- $1,017,196
- Reported indirect compensation
- not reported in the loaded dataset
- Total reported compensation
- $1,017,196
- Filings
- 10
- Plan sponsors
- 8
- Plans
- 10
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Northwell Health, Inc. | NY | 3 | $330,089 |
| R.R. Donnelley | IL | 1 | $266,518 |
| Glaxosmithkline LLC | PA | 1 | $185,250 |
| Mondelez Global LLC | IL | 1 | $75,585 |
| Herc Rentals Inc. | FL | 1 | $63,482 |
| Instant Brands Holdings Inc. | IL | 1 | $47,250 |
| Macys, Inc. | OH | 1 | $37,500 |
| Center On Budget And Policy Priorities | DC | 1 | $11,522 |
State footprint
Plans reporting Rocaton Investment Advisors are sponsored in IL (3), NY (3), DC (1), FL (1), OH (1), PA (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| R.R. Donnelley | Rr Donnelley Pension Plan | 2023 | $266,518 | not reported in the loaded dataset |
| Northwell Health, Inc. | Northwell Health 403(B) Plan | 2023 | $245,219 | not reported in the loaded dataset |
| Glaxosmithkline LLC | Glaxosmithkline Cash Balance Pension Plan | 2023 | $185,250 | not reported in the loaded dataset |
| Mondelez Global LLC | Mondelez Global LLC Master Retirement Trust | 2023 | $75,585 | not reported in the loaded dataset |
| Northwell Health, Inc. | Northwell Health Pension Plan | 2023 | $65,523 | not reported in the loaded dataset |
| Herc Rentals Inc. | Herc Rentals Pension Plan | 2023 | $63,482 | not reported in the loaded dataset |
| Instant Brands Holdings Inc. | Instant Brands Retirement Income Plan | 2023 | $47,250 | not reported in the loaded dataset |
| Macys, Inc. | Macys Inc 401(K) Retirement Investment Plan | 2023 | $37,500 | not reported in the loaded dataset |
| Northwell Health, Inc. | Northwell Health 401(K) Plan | 2023 | $19,347 | not reported in the loaded dataset |
| Center On Budget And Policy Priorities | Center On Budget And Policy Priorities 403(B) Retirement Plan | 2023 | $11,522 | not reported in the loaded dataset |
Related Form 5500 pages
- Rr Donnelley Pension Plan (plan 022)
- R.R. Donnelley — all reported plans
- Northwell Health 403(B) Plan (plan 003)
- Northwell Health, Inc. — all reported plans
- Glaxosmithkline Cash Balance Pension Plan (plan 003)
- Glaxosmithkline LLC — all reported plans
- Mondelez Global LLC Master Retirement Trust (plan 059)
- Mondelez Global LLC — all reported plans
- Northwell Health Pension Plan (plan 006)
- Herc Rentals Pension Plan (plan 001)
- Herc Rentals Inc. — all reported plans
- Instant Brands Retirement Income Plan (plan 005)
- Instant Brands Holdings Inc. — all reported plans
- Macys Inc 401(K) Retirement Investment Plan (plan 013)
- Macys, Inc. — all reported plans
- Northwell Health 401(K) Plan (plan 001)
- Center On Budget And Policy Priorities 403(B) Retirement Plan (plan 001)
- Center On Budget And Policy Priorities — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources