Rocaton Investment Advisors, LLC — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Rocaton Investment Advisors, LLC is reported as a service provider on 56 loaded Form 5500 filing(s) across 45 plan sponsor(s) and 56 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $6,936,642 and reported indirect compensation totals $0.
Reported compensation summary
- Reported direct compensation
- $6,936,642
- Reported indirect compensation
- $0
- Total reported compensation
- $6,936,642
- Filings
- 56
- Plan sponsors
- 45
- Plans
- 56
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| The Committee Of The Uaw Retiree Medical Benefits Trust | MI | 3 | $750,000 |
| Xerox Corporation | CT | 4 | $735,363 |
| Insperity Holdings, Inc. | TX | 2 | $545,000 |
| Westrock Company | GA | 1 | $481,282 |
| Unisys Corporation | PA | 1 | $442,127 |
| International Paper Company | TN | 1 | $375,016 |
| Nextera Energy, Inc. | FL | 1 | $281,802 |
| R. R. Donnelley & Sons Company | IL | 1 | $280,000 |
| Saint-Gobain Delaware Corporation | PA | 1 | $279,111 |
| Hofstra University | NY | 1 | $202,312 |
State footprint
Plans reporting Rocaton Investment Advisors, LLC are sponsored in MA (8), MD (7), VA (5), PA (5), MI (4), CT (4), CA (4), NJ (3), TX (3), SC (3), IL (2), NY (2).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Westrock Company | Westrock Company 401(K) Retirement Savings Plan | 2023 | $481,282 | not reported in the loaded dataset |
| Unisys Corporation | Unisys Master Trust | 2023 | $442,127 | not reported in the loaded dataset |
| Xerox Corporation | Xerox Corporation Retirement Income Guarantee Plan | 2023 | $426,875 | not reported in the loaded dataset |
| Insperity Holdings, Inc. | Insperity 401k Plan | 2023 | $425,000 | not reported in the loaded dataset |
| International Paper Company | The International Paper Co Retirement Plan Pension Account | 2023 | $375,016 | not reported in the loaded dataset |
| The Committee Of The Uaw Retiree Medical Benefits Trust | Uaw Gm Retirees Medical Benefits Plan | 2023 | $367,573 | not reported in the loaded dataset |
| Nextera Energy, Inc. | Nextera Energy, Inc. Employee Retirement Savings Plan | 2023 | $281,802 | not reported in the loaded dataset |
| Xerox Corporation | Xerox Corporation Savings Plan | 2023 | $281,261 | not reported in the loaded dataset |
| R. R. Donnelley & Sons Company | Rr Donnelley Savings Plan | 2023 | $280,000 | not reported in the loaded dataset |
| Saint-Gobain Delaware Corporation | Saint-Gobain Retirement Income Plan | 2023 | $279,111 | not reported in the loaded dataset |
| The Committee Of The Uaw Retiree Medical Benefits Trust | Uaw Ford Retirees Medical Benefits Plan | 2023 | $232,232 | not reported in the loaded dataset |
| Hofstra University | Hofstra University Pension Plan | 2023 | $202,312 | not reported in the loaded dataset |
| Otsuka America Pharmaceutical Inc. | Otsuka America 401(K) Savings Plan | 2023 | $151,075 | not reported in the loaded dataset |
| The Committee Of The Uaw Retiree Medical Benefits Trust | Uaw Chrysler Retirees Medical Benefits Plan | 2023 | $150,195 | not reported in the loaded dataset |
| Wells Fargo & Company | Wells Fargo & Company Cash Balance Plan | 2023 | $135,097 | not reported in the loaded dataset |
| Cra International, Inc. | Cra International 401(K) Plan | 2023 | $127,679 | not reported in the loaded dataset |
| Netscout Systems, Inc. | Netscout Systems, Inc. 401(K) Plan | 2023 | $122,907 | not reported in the loaded dataset |
| Insperity Holdings, Inc. | Insperity Corporate 401k Plan | 2023 | $120,000 | not reported in the loaded dataset |
| Fca Us LLC | Fca Us LLC Master Retirement Trust Balanced Pool | 2023 | $119,075 | not reported in the loaded dataset |
| The Mathworks, Inc. | The Mathworks 401(K) Retirement Plan | 2023 | $108,455 | not reported in the loaded dataset |
| Power Engineers, Inc. | Power Profit Sharing 401(K) Plan | 2023 | $101,731 | not reported in the loaded dataset |
| Ingevity Corporation Retirement Savings Plan | Ingevity Corporation | 2023 | $93,931 | not reported in the loaded dataset |
| Qinetiq Inc. | Qinetiq Inc. 401(K) Plan | 2023 | $89,531 | not reported in the loaded dataset |
| Qinetiq Inc. | Qinetiq Inc. 401(K) Plan | 2023 | $89,531 | not reported in the loaded dataset |
| Hologic, Inc. | Hologic, Inc. Savings And Investment Plan | 2023 | $86,609 | not reported in the loaded dataset |
| Class Produce Group, LLC | Class Produce Group, LLC Profit Sharing Plan | 2023 | $82,356 | not reported in the loaded dataset |
| Huntsman International LLC | Huntsman Salary Deferral Plan | 2023 | $75,000 | not reported in the loaded dataset |
| Ingevity Corporation | Ingevity Corporation Retirement Plan For Bargained Hourly Employees | 2023 | $75,000 | not reported in the loaded dataset |
| Volvo Car Usa LLC | Volvo Cars Employees' Savings Trust Plan | 2023 | $73,774 | not reported in the loaded dataset |
| Tegna Inc. | Tegna 401(K) Savings Plan | 2023 | $72,408 | not reported in the loaded dataset |
| Berkadia Commercial Mortgage LLC | Berkadia 401(K) Retirement Plan | 2023 | $70,929 | not reported in the loaded dataset |
| Venable Llp | Venable Llp 401(K) Plan A | 2023 | $70,753 | not reported in the loaded dataset |
| Akamai Technologies, Inc. | Akamai Technologies, Inc. 401(K) Plan | 2023 | $66,285 | not reported in the loaded dataset |
| Saint-Gobain Corporation | Saint-Gobain Corporation 401(K) Plan For Salaried Employees | 2023 | $63,543 | not reported in the loaded dataset |
| Saint-Gobain Corporation | Saint-Gobain Corporation 401(K) Plan For Hourly Employees | 2023 | $63,543 | not reported in the loaded dataset |
| Bj'S Wholesale Club Inc | Bj'S Wholesale Club, Inc. 401(K) Savings Plan | 2023 | $62,188 | not reported in the loaded dataset |
| Volvo Car Usa LLC | Pension Plan Of Volvo Cars Of North America, LLC | 2023 | $56,250 | not reported in the loaded dataset |
| Fanatics Holdings, Inc. | Fanatics 401(K) Retirement Plan | 2023 | $50,000 | not reported in the loaded dataset |
| Ada Forsyth Institute, Inc. | The Forsyth Institute Defined Contribution Plan | 2023 | $47,915 | not reported in the loaded dataset |
| Start Early | Start Early | 2023 | $45,000 | not reported in the loaded dataset |
| Ayers/Saint/Gross Inc. | Ayers/Saint/Gross, Inc. 401(K) Profit Sharing Plan | 2023 | $43,094 | not reported in the loaded dataset |
| Xoma Corporation | Xoma Deferred Savings Plan | 2023 | $41,898 | not reported in the loaded dataset |
| Venable Llp | Venable Llp 401(K) Plan B | 2023 | $33,947 | not reported in the loaded dataset |
| Ecolab Inc. | Ecolab Savings Plan And Esop | 2023 | $33,188 | not reported in the loaded dataset |
| A-Tek, Inc. | A-Tek, Inc. 401(K) Plan | 2023 | $30,000 | not reported in the loaded dataset |
| Gilman School | Gilman School Defined Contribution Retirement Plan | 2023 | $30,000 | not reported in the loaded dataset |
| Medallia, Inc. | Medallia, Inc. 401(K) Plan | 2023 | $27,500 | not reported in the loaded dataset |
| The Rand Corporation | Retiree Group Medical Benefits Plan | 2023 | $26,931 | $0 |
| Antenna Research Associates, Inc. | Antenna Research, Inc. 401(K) Plan | 2023 | $26,511 | not reported in the loaded dataset |
| Publishers Circulation Fulfillment, Inc. | Publishers Circulation Fulfillment, Inc. Retirement Plan | 2023 | $25,232 | not reported in the loaded dataset |
Related Form 5500 pages
- Westrock Company 401(K) Retirement Savings Plan (plan 018)
- Westrock Company — all reported plans
- Unisys Master Trust (plan 023)
- Unisys Corporation — all reported plans
- Xerox Corporation Retirement Income Guarantee Plan (plan 335)
- Xerox Corporation — all reported plans
- Insperity 401k Plan (plan 001)
- Insperity Holdings, Inc. — all reported plans
- The International Paper Co Retirement Plan Pension Account (plan 213)
- International Paper Company — all reported plans
- Uaw Gm Retirees Medical Benefits Plan (plan 504)
- The Committee Of The Uaw Retiree Medical Benefits Trust — all reported plans
- Nextera Energy, Inc. Employee Retirement Savings Plan (plan 002)
- Nextera Energy, Inc. — all reported plans
- Xerox Corporation Savings Plan (plan 334)
- Rr Donnelley Savings Plan (plan 003)
- R. R. Donnelley & Sons Company — all reported plans
- Saint-Gobain Retirement Income Plan (plan 004)
- Saint-Gobain Delaware Corporation — all reported plans
- Uaw Ford Retirees Medical Benefits Plan (plan 502)
- Hofstra University Pension Plan (plan 001)
- Hofstra University — all reported plans
- Otsuka America 401(K) Savings Plan (plan 001)
- Otsuka America Pharmaceutical Inc. — all reported plans
- Uaw Chrysler Retirees Medical Benefits Plan (plan 503)
- Wells Fargo & Company Cash Balance Plan (plan 001)
- Wells Fargo & Company — all reported plans
- Cra International 401(K) Plan (plan 001)
- Cra International, Inc. — all reported plans
- Netscout Systems, Inc. 401(K) Plan (plan 001)
- Netscout Systems, Inc. — all reported plans
- Insperity Corporate 401k Plan (plan 004)
- Fca Us LLC Master Retirement Trust Balanced Pool (plan 059)
- Fca Us LLC — all reported plans
- The Mathworks 401(K) Retirement Plan (plan 001)
- The Mathworks, Inc. — all reported plans
- Power Profit Sharing 401(K) Plan (plan 001)
- Power Engineers, Inc. — all reported plans
- Ingevity Corporation (plan 001)
- Ingevity Corporation Retirement Savings Plan — all reported plans
- Qinetiq Inc. 401(K) Plan (plan 003)
- Qinetiq Inc. — all reported plans
- Qinetiq Inc. 401(K) Plan (plan 001)
- Hologic, Inc. Savings And Investment Plan (plan 001)
- Hologic, Inc. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources