Securities America Advisors — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Securities America Advisors is reported as a service provider on 12 loaded Form 5500 filing(s) across 12 plan sponsor(s) and 12 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $199,504 and reported indirect compensation totals $52,009.
Reported compensation summary
- Reported direct compensation
- $199,504
- Reported indirect compensation
- $52,009
- Total reported compensation
- $251,513
- Filings
- 12
- Plan sponsors
- 12
- Plans
- 12
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Saco Aei Polymers, Inc. | WI | 1 | $43,285 |
| Toyota Carlsbad | CA | 1 | $38,273 |
| Orcutt Winslow, Lllp | AZ | 1 | $38,147 |
| Marquardt Memorial Manor, Inc. | WI | 1 | $33,919 |
| Plan Compliance Services, Inc. | FL | 1 | $22,579 |
| Lasalle School, Inc. | NY | 1 | $17,689 |
| Western Cnc, Inc. | CA | 1 | $13,736 |
| Sa Automotive, Ltd. | WI | 1 | $13,426 |
| Poseidon LLC | IN | 1 | $12,833 |
| Productions Plus Inc | MI | 1 | $8,087 |
State footprint
Plans reporting Securities America Advisors are sponsored in WI (3), CA (2), NY (2), AZ (1), NE (1), MI (1), FL (1), IN (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Saco Aei Polymers, Inc. | Saco Aei Polymers, Inc. 401(K) And Profit Sharing Plan | 2023 | $43,285 | not reported in the loaded dataset |
| Toyota Carlsbad | Oceanside Auto Country, Inc. Profit Sharing 401(K) Plan | 2023 | $0 | $38,273 |
| Orcutt Winslow, Lllp | Orcutt Winslow 401(K) Savings & Retirement Plan | 2023 | $38,147 | not reported in the loaded dataset |
| Marquardt Memorial Manor, Inc. | Marquardt Memorial Manor, Inc. Savings Plan | 2023 | $33,919 | not reported in the loaded dataset |
| Plan Compliance Services, Inc. | Risk Strategies Pooled Employer Plan For Private Equity Portfolio Co'S | 2023 | $22,579 | not reported in the loaded dataset |
| Lasalle School, Inc. | Pension Plan For The Employees Of Lasalle School | 2023 | $17,689 | $0 |
| Western Cnc, Inc. | Employee 401(K) Savings Plan | 2023 | $0 | $13,736 |
| Sa Automotive, Ltd. | Sa Automotive 401(K) & Profit Sharing Plan | 2023 | $13,426 | not reported in the loaded dataset |
| Poseidon LLC | Poseidon LLC 401(K) Profit Sharing Plan & Trust | 2023 | $12,833 | not reported in the loaded dataset |
| Productions Plus Inc | Productions Plus Inc 401(K) Profit Sharing Plan & Trust | 2023 | $8,087 | not reported in the loaded dataset |
| Paychex Retirement LLC | Paychex Pooled Employer 401(K) Plan | 2023 | $6,819 | not reported in the loaded dataset |
| Metro Cu Federal Credit Union | Metro Credit Union 401(K) Safe Harbor Plan | 2023 | $2,720 | $0 |
Related Form 5500 pages
- Saco Aei Polymers, Inc. 401(K) And Profit Sharing Plan (plan 001)
- Saco Aei Polymers, Inc. — all reported plans
- Oceanside Auto Country, Inc. Profit Sharing 401(K) Plan (plan 003)
- Toyota Carlsbad — all reported plans
- Orcutt Winslow 401(K) Savings & Retirement Plan (plan 001)
- Orcutt Winslow, Lllp — all reported plans
- Marquardt Memorial Manor, Inc. Savings Plan (plan 001)
- Marquardt Memorial Manor, Inc. — all reported plans
- Risk Strategies Pooled Employer Plan For Private Equity Portfolio Co'S (plan 030)
- Plan Compliance Services, Inc. — all reported plans
- Pension Plan For The Employees Of Lasalle School (plan 001)
- Lasalle School, Inc. — all reported plans
- Employee 401(K) Savings Plan (plan 001)
- Western Cnc, Inc. — all reported plans
- Sa Automotive 401(K) & Profit Sharing Plan (plan 001)
- Sa Automotive, Ltd. — all reported plans
- Poseidon LLC 401(K) Profit Sharing Plan & Trust (plan 001)
- Poseidon LLC — all reported plans
- Productions Plus Inc 401(K) Profit Sharing Plan & Trust (plan 001)
- Productions Plus Inc — all reported plans
- Paychex Pooled Employer 401(K) Plan (plan 001)
- Paychex Retirement LLC — all reported plans
- Metro Credit Union 401(K) Safe Harbor Plan (plan 002)
- Metro Cu Federal Credit Union — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources