Sigma Planning Corporation — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Sigma Planning Corporation is reported as a service provider on 10 loaded Form 5500 filing(s) across 10 plan sponsor(s) and 10 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $119,685 and reported indirect compensation totals $33,512.

Reported compensation summary

Reported direct compensation
$119,685
Reported indirect compensation
$33,512
Total reported compensation
$153,197
Filings
10
Plan sponsors
10
Plans
10
Latest filing year
2023

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Top plan sponsors by reported compensation

Plan sponsors reporting the most compensation to Sigma Planning Corporation
SponsorStatePlansReported compensation
Nd Industries IncMI1$47,245
Fka Distributing Co., LLCMI1$28,463
Michigan Virtual UniversityMI1$17,094
Real Services, Inc.IN1$16,418
Masters Supply Inc.KY1$12,133
Spindletop Pain Management Company Inc.TX1$11,045
Dnt Construction, LLCTX1$11,005
Plasan Carbon Composites, Inc.MI1$5,000
Janitorial Services, Inc.OH1$4,794
Hart Intercivic, Inc.TX1$0

State footprint

Plans reporting Sigma Planning Corporation are sponsored in MI (4), TX (3), IN (1), KY (1), OH (1).

Plans reporting this provider

Reported on these loaded Form 5500 filings
SponsorPlanYearDirect comp.Indirect comp.
Nd Industries IncNd Industries Inc 401(K) Profit Sharing Plan & Trust2023$47,245not reported in the loaded dataset
Fka Distributing Co., LLCHomedics 401(K) Savings Plan2023$28,463not reported in the loaded dataset
Michigan Virtual UniversityMichigan Virtual University 403(B) Plan2023$0$17,094
Real Services, Inc.Real Services, Inc. 403(B) Plan2023$0$16,418
Masters Supply Inc.Masters Supply Inc. 401(K) Profit Sharing Plan & Trust2023$12,133$0
Spindletop Pain Management Company Inc.Spindletop Pain Management Company 401(K) Plan2023$11,045not reported in the loaded dataset
Dnt Construction, LLCDnt Construction 401(K) Retirement Plan2023$11,005not reported in the loaded dataset
Plasan Carbon Composites, Inc.Plasan 401(K) Plan2023$5,000not reported in the loaded dataset
Janitorial Services, Inc.Janitorial Services, Inc. 401(K) Plan2023$4,794$0
Hart Intercivic, Inc.Hart Intercivic, Inc. 401 (K) Plan2023not reported in the loaded datasetnot reported in the loaded dataset

Related Form 5500 pages