Ubs Financial Serices, Inc. — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ubs Financial Serices, Inc. is reported as a service provider on 3 loaded Form 5500 filing(s) across 3 plan sponsor(s) and 3 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $138,548 and reported indirect compensation totals not reported in the loaded dataset.

Reported compensation summary

Reported direct compensation
$138,548
Reported indirect compensation
not reported in the loaded dataset
Total reported compensation
$138,548
Filings
3
Plan sponsors
3
Plans
3
Latest filing year
2023

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Top plan sponsors by reported compensation

Plan sponsors reporting the most compensation to Ubs Financial Serices, Inc.
SponsorStatePlansReported compensation
Adidas America, Inc.OR1$67,481
Light & Wonder, Inc.NV1$41,362
Sunshine, Sachs & AssociatesNY1$29,705

State footprint

Plans reporting Ubs Financial Serices, Inc. are sponsored in NV (1), NY (1), OR (1).

Plans reporting this provider

Reported on these loaded Form 5500 filings
SponsorPlanYearDirect comp.Indirect comp.
Adidas America, Inc.Adidas 401(K) Savings And Retirement Plan2023$67,481not reported in the loaded dataset
Light & Wonder, Inc.Light & Wonder, Inc. 401k Plan2023$41,362not reported in the loaded dataset
Sunshine, Sachs & AssociatesSunshine, Sachs & Associates Profit Sharing Plan2023$29,705not reported in the loaded dataset

Related Form 5500 pages