Ubs Financial Services — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ubs Financial Services is reported as a service provider on 130 loaded Form 5500 filing(s) across 128 plan sponsor(s) and 129 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $6,179,577 and reported indirect compensation totals $346,330.
Reported compensation summary
- Reported direct compensation
- $6,179,577
- Reported indirect compensation
- $346,330
- Total reported compensation
- $6,525,907
- Filings
- 130
- Plan sponsors
- 128
- Plans
- 129
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| B Of T Ibew Local Nos 570 & 518 And Southern Az Chap Neca Pension Plan | AZ | 1 | $279,896 |
| Ibew Joint Pension Fund Local 456 | NJ | 1 | $261,214 |
| New Mexico Pipe Trades | NM | 1 | $250,023 |
| Genesis Healthcare System | OH | 1 | $229,554 |
| Board Of Trustees, California Asso Of Professional Employees Benefit | CA | 1 | $178,140 |
| Shreveport Electrical Industry Profit Sharing Plan | TN | 1 | $129,025 |
| Vigo Importing Company | FL | 1 | $121,035 |
| Thyssenkrupp Materials Na, Inc. | MI | 1 | $120,000 |
| Board Of Trustees Ufcw Local 1500 Annuity Fund | NY | 1 | $107,661 |
| Jack Cooper Investments, Inc. | MO | 1 | $106,466 |
State footprint
Plans reporting Ubs Financial Services are sponsored in NY (15), OH (14), WA (11), FL (8), NJ (8), TN (8), CA (7), WI (6), MO (6), CT (5), IL (4), IA (4).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| B Of T Ibew Local Nos 570 & 518 And Southern Az Chap Neca Pension Plan | Ibew Local Nos 570 & 518 And Southern Az Chapt Neca Pension Plan | 2023 | $279,896 | not reported in the loaded dataset |
| Ibew Joint Pension Fund Local 456 | I.B.E.W. Local 456 Pension Plan | 2023 | $261,214 | not reported in the loaded dataset |
| New Mexico Pipe Trades | New Mexico Pipe Trades Pension Trust Fund Plan B | 2023 | $250,023 | not reported in the loaded dataset |
| Genesis Healthcare System | Genesis Healthcare System Tda Thrift Plan | 2023 | $229,554 | not reported in the loaded dataset |
| Board Of Trustees, California Asso Of Professional Employees Benefit | California Association Of Professional Employees Trust | 2023 | $178,140 | not reported in the loaded dataset |
| Shreveport Electrical Industry Profit Sharing Plan | Shreveport Electrical Industry Profit Sharing Plan | 2023 | $129,025 | not reported in the loaded dataset |
| Vigo Importing Company | Vigo Importing Company Profit Sharing Plan | 2023 | $121,035 | not reported in the loaded dataset |
| Thyssenkrupp Materials Na, Inc. | Thyssenkrupp Materials Na, Inc. 401(K)Plan | 2023 | $120,000 | not reported in the loaded dataset |
| Board Of Trustees Ufcw Local 1500 Annuity Fund | United Food And Commercial Workers Local 1500 Annuity Plan | 2023 | $107,661 | $0 |
| Jack Cooper Investments, Inc. | Jack Cooper 401(K) Plan | 2023 | $106,466 | not reported in the loaded dataset |
| Us Radiology Specialists, Inc. | Us Radiology Physician Practice 401(K) Retirement Plan | 2023 | $104,375 | not reported in the loaded dataset |
| Southeast Laborers Health Fund | Southeast Laborers Health Fund | 2023 | $101,636 | $0 |
| Omnipure Filter Co., Inc. | Omnipure Filter Co. Inc. Profit Sharing Plan | 2023 | $100,226 | $0 |
| Global Infrastructure Management, LLC | Global Infrastructure Management, LLC 401(K) Plan | 2023 | $97,948 | not reported in the loaded dataset |
| Yonkers Contracting Company, Inc. | Yonkers Contracting Company, Inc. Profit Sharing And Incentive Savings Plan | 2023 | $95,569 | not reported in the loaded dataset |
| New Hope Community, Inc. | New Hope Community, Inc. Retirement Plan | 2023 | $92,502 | not reported in the loaded dataset |
| Aaa Club Alliance Inc. | Aaa Club Alliance Inc. 401(K) Retirement Savings Plan | 2023 | $91,912 | not reported in the loaded dataset |
| Heidtman Steel Products | Heidtman Steel Retirement Savings 401(K) Plan | 2023 | $88,917 | not reported in the loaded dataset |
| Aerodyne Industries LLC | Aerodyne Industries LLC 401 K Profit Sharing Plan | 2023 | $84,093 | not reported in the loaded dataset |
| Charles River Laboratories, Inc. | Charles River Laboratories, Inc. Savings/Plus Plan | 2023 | $83,500 | not reported in the loaded dataset |
| Ptc Inc. | Ptc 401k Savings Plan | 2023 | $83,333 | not reported in the loaded dataset |
| Robinson, Inc. | Robinson 401(K) Profit Sharing Plan | 2023 | $82,896 | not reported in the loaded dataset |
| Empire Office, Inc. | Empire Office, Inc. 401(K) Plan Ii | 2023 | $82,618 | not reported in the loaded dataset |
| Eduserve, Inc. | Eduserve/Csusa Retirement Plan | 2023 | $81,929 | not reported in the loaded dataset |
| Loeb & Loeb Llp | Loeb & Loeb Llp Profit Sharing And 401(K) Plan | 2023 | $80,509 | not reported in the loaded dataset |
| Genesis Alkali, LLC | Genesis Alkali, LLC Union Retirement Plan | 2023 | $71,523 | not reported in the loaded dataset |
| Board Of Trustees Of Sheet Metal Workers Intl Local 17nh Pension Plan | Sheet Metal Workers Intn Local 17nh Pension Plan | 2023 | $68,285 | $0 |
| Ibew Local 456 Health & Welfare Fund | I.B.E.W. Local 456 Health & Welfare Plan | 2023 | $67,617 | not reported in the loaded dataset |
| Brothers Trading Co., Inc. | Victory Wholesale Group 401(K) Plan | 2023 | $64,331 | not reported in the loaded dataset |
| New Mexico Pipe Trades | New Mexico Pipe Trades Health And Welfare Fund | 2023 | $63,562 | not reported in the loaded dataset |
| Lyden Oil Company | Lyden Oil Company 401(K) Plan | 2023 | $62,983 | not reported in the loaded dataset |
| Sterling Products, Inc. | Sterling Products, Inc. 401(K) Savings And Retirement Plan | 2023 | $62,859 | not reported in the loaded dataset |
| Distribution Management, Inc. | Distribution Management, Inc. 401(K) Plan | 2023 | $60,649 | not reported in the loaded dataset |
| Andis Company | Andis Company 401(K) | 2023 | $59,710 | not reported in the loaded dataset |
| Teamviewer Us, Inc. | Teamviewer 401(K) Plan | 2023 | $57,986 | $9 |
| Grassi & Co., Cpa'S, P.C. | Grassi & Co. Cpas, Pc Cash Balance Plan | 2023 | $57,320 | $0 |
| Megacorp Logistics, LLC | Megacorp Logistics, LLC 401(K) Plan | 2023 | $56,515 | not reported in the loaded dataset |
| Ss&C Technologies, Inc | Ss&C Technologies, Inc. 401(K) Retirement Savings Plan | 2023 | $56,250 | not reported in the loaded dataset |
| Ss&C Gids, Inc. | Dst Systems, Inc. 401(K) Profit Sharing Plan | 2023 | $56,250 | not reported in the loaded dataset |
| Washington Federal Bank | Washington Federal Bank 401(K) Plan | 2023 | $55,066 | not reported in the loaded dataset |
| Nana Regional Corporation, Inc. | Nana Regional Corporation, Inc. Compensation Deferral Plan | 2023 | $53,985 | not reported in the loaded dataset |
| Xtek Inc | Xtek Inc Employee Savings Plan | 2023 | $53,647 | not reported in the loaded dataset |
| The Detroit Lions, Inc. | The Detroit Lions 401(K) Plan | 2023 | $52,778 | not reported in the loaded dataset |
| Bering Straits Native Corporation | Bering Straits Native Corporation 401(K) Plan | 2023 | $50,648 | not reported in the loaded dataset |
| Sheet Metal Workers Local 85 Pension Fund | Sheet Metal Workers Local 85 Pension Fund | 2023 | $50,500 | $0 |
| Seneca Holdings, LLC | Seneca Holdings, LLC 401(K) Retirement Savings Plan | 2023 | $50,180 | not reported in the loaded dataset |
| Seattle Times Company | The Seattle Times Pension Plan | 2023 | $50,052 | not reported in the loaded dataset |
| Patrick Engineering, Inc. | Patrick Employee 401(K) Plan | 2023 | $0 | $50,000 |
| Metalex Manufacturing, Inc. | Metalex Manufacturing, Inc. Employee Profit Sharing And 401(K) Plan | 2023 | $50,000 | not reported in the loaded dataset |
| Trustees Of Plan I B E W Local 673 Pension Plan | I B E W Local 673 Pension Plan | 2023 | $50,000 | not reported in the loaded dataset |
Related Form 5500 pages
- Ibew Local Nos 570 & 518 And Southern Az Chapt Neca Pension Plan (plan 001)
- B Of T Ibew Local Nos 570 & 518 And Southern Az Chap Neca Pension Plan — all reported plans
- I.B.E.W. Local 456 Pension Plan (plan 001)
- Ibew Joint Pension Fund Local 456 — all reported plans
- New Mexico Pipe Trades Pension Trust Fund Plan B (plan 002)
- New Mexico Pipe Trades — all reported plans
- Genesis Healthcare System Tda Thrift Plan (plan 007)
- Genesis Healthcare System — all reported plans
- California Association Of Professional Employees Trust (plan 501)
- Board Of Trustees, California Asso Of Professional Employees Benefit — all reported plans
- Shreveport Electrical Industry Profit Sharing Plan (plan 001)
- Shreveport Electrical Industry Profit Sharing Plan — all reported plans
- Vigo Importing Company Profit Sharing Plan (plan 001)
- Vigo Importing Company — all reported plans
- Thyssenkrupp Materials Na, Inc. 401(K)Plan (plan 004)
- Thyssenkrupp Materials Na, Inc. — all reported plans
- United Food And Commercial Workers Local 1500 Annuity Plan (plan 001)
- Board Of Trustees Ufcw Local 1500 Annuity Fund — all reported plans
- Jack Cooper 401(K) Plan (plan 003)
- Jack Cooper Investments, Inc. — all reported plans
- Us Radiology Physician Practice 401(K) Retirement Plan (plan 001)
- Us Radiology Specialists, Inc. — all reported plans
- Southeast Laborers Health Fund (plan 501)
- Southeast Laborers Health Fund — all reported plans
- Omnipure Filter Co. Inc. Profit Sharing Plan (plan 001)
- Omnipure Filter Co., Inc. — all reported plans
- Global Infrastructure Management, LLC 401(K) Plan (plan 001)
- Global Infrastructure Management, LLC — all reported plans
- Yonkers Contracting Company, Inc. Profit Sharing And Incentive Savings Plan (plan 001)
- Yonkers Contracting Company, Inc. — all reported plans
- New Hope Community, Inc. Retirement Plan (plan 002)
- New Hope Community, Inc. — all reported plans
- Aaa Club Alliance Inc. 401(K) Retirement Savings Plan (plan 008)
- Aaa Club Alliance Inc. — all reported plans
- Heidtman Steel Retirement Savings 401(K) Plan (plan 003)
- Heidtman Steel Products — all reported plans
- Aerodyne Industries LLC 401 K Profit Sharing Plan (plan 001)
- Aerodyne Industries LLC — all reported plans
- Charles River Laboratories, Inc. Savings/Plus Plan (plan 004)
- Charles River Laboratories, Inc. — all reported plans
- Ptc 401k Savings Plan (plan 001)
- Ptc Inc. — all reported plans
- Robinson 401(K) Profit Sharing Plan (plan 001)
- Robinson, Inc. — all reported plans
- Empire Office, Inc. 401(K) Plan Ii (plan 002)
- Empire Office, Inc. — all reported plans
- Eduserve/Csusa Retirement Plan (plan 001)
- Eduserve, Inc. — all reported plans
- Loeb & Loeb Llp Profit Sharing And 401(K) Plan (plan 005)
- Loeb & Loeb Llp — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources