2023 Form 5500 filing — Caterpillar Inc. Investment Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240730194336NAL0021566561001) for Caterpillar Inc. Investment Trust, reported by Caterpillar Inc. under EIN 32-0229540 and plan number 032. It reports not reported in the loaded dataset participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240730194336NAL0021566561001
- Filing year
- 2023
- Form type
- 4
- Plan sponsor
- Caterpillar Inc.
- EIN
- 32-0229540
- Plan number
- 032
- Location
- Irving, TX
- Participants
- not reported in the loaded dataset
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $16,375,132,834
- Total liabilities (EOY)
- $165,395,150
- Net assets (EOY)
- $16,209,737,684
- Total income / additions
- $2,583,418,811
- Benefits paid
- $0
- Administrative expenses
- $13,110,918
- Total expenses
- $13,110,918
- Net increase / (decrease)
- $2,570,307,893
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Jp Morgan Investment Management Inc | NONE | $2,563,195 | not reported in the loaded dataset |
| Northern Trust Company | TRUSTEE | $1,355,017 | $0 |
| Pzena Investment Management | NONE | $1,060,800 | not reported in the loaded dataset |
| Arrowstreet Capital Lp | NONE | $1,012,723 | not reported in the loaded dataset |
| Man Numeric Investors | NONE | $858,843 | $0 |
| Jacobs Levy Equity Management | NONE | $853,084 | not reported in the loaded dataset |
| Neuberger Berman LLC | NONE | $823,805 | $0 |
| Western Asset Management Company | NONE | $705,071 | not reported in the loaded dataset |
| Dodge And Cox | NONE | $613,233 | $0 |
| William Blair & Co. | NONE | $460,978 | $0 |
| State Street Global Advisors Trust | NONE | $450,000 | not reported in the loaded dataset |
| Mar Vista Investment Partners | NONE | $372,832 | $0 |
| Jackson Square Partners LLC | NONE | $360,015 | $0 |
| Copeland Capital Management, LLC | NONE | $348,253 | not reported in the loaded dataset |
| Brandywine Global Inv Management | NONE | $255,023 | $0 |
| Dci, LLC | NONE | $242,570 | not reported in the loaded dataset |
| Ddj Capital Management LLC | NONE | $216,198 | not reported in the loaded dataset |
| Babson Capital Management LLC | NONE | $210,388 | not reported in the loaded dataset |
| Ceredex Value Advisors | NONE | $192,782 | $0 |
| Pathway Capital Management | NONE | $6,107 | $0 |