Caterpillar Inc. Investment Trust — Form 5500 plan (Caterpillar Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Caterpillar Inc. Investment Trust is a benefit plan reported by Caterpillar Inc. under EIN 32-0229540 and plan number 032. The latest loaded filing year is 2023. The filing reports not reported in the loaded dataset participants and $16,375,132,834 in end-of-year plan assets, where available in the loaded dataset.
Form 5500 plan profile · 2023
Key reported metrics
Net assets (EOY)$16.2BPlan net assets, end of year$16,209,737,684
ParticipantsNot reported
Assets / participantNot reported
Provider compensation$13M20 Schedule C provider row(s)$12,960,917
- Plan sponsor
- Caterpillar Inc.
- EIN
- 32-0229540
- Plan number
- 032
- Plan type
- 4
- Location
- Irving, TX
- Latest filing year
- 2023
How to read this plan profile
- Net assets = total assets minus total liabilities, end of year (Schedule H/I).
- Assets / participant is computed (assets ÷ reported participants) — a ratio, not a filed figure.
- Schedule chips (Sch H / I / C) show which schedules each filing includes.
- Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
- Figures are reported as filed, in whole dollars; verify against the official DOL/EBSA record before relying on them.
EFAST2 filings
Form 5500 filing history
Each loaded annual filing for this plan. Open one for its full reported snapshot.
- 2023Sch HSch CView filing →
Schedule H · 2023
Reported financial statement
Reported figures as filed, in whole dollars. Only fields the filing reports are shown; others are marked not reported.
Reported balance (end of year)$16.4B total assets
Net assets$16.2BLiabilities$165.4M
Full reported line items
Net assets
- Total assets (EOY)
- $16,375,132,834
- Total liabilities (EOY)
- $165,395,150
- Net assets (EOY)
- $16,209,737,684
- Net assets (BOY)
- $13,616,223,310
Income & contributions
- Total contributions
- $0
- Total income / additions
- $2,583,418,811
Expenses & distributions
- Benefits paid
- $0
- Administrative expenses
- $13,110,918
- Total expenses
- $13,110,918
- Net increase / (decrease)
- $2,570,307,893
Computed from reported fields
Reported ratios
Derived only from this plan's own reported figures — comparisons within the filing, not benchmarks, estimates, or national averages.
Total expenses ÷ net assets0%Computed ratio
Provider comp. ÷ net assets0%Computed ratio
Schedule C
Service provider compensation
Reported direct + indirect compensation per provider, ranked. Bars show relative scale.
- 1
- 2
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- 11
- 12
- 13
- 14
- 15
- 16
- 17
- 18
- 19
- 20
Frequently asked questions
- Who sponsors the Caterpillar Inc. Investment Trust?
- Caterpillar Inc. Investment Trust is reported as sponsored by Caterpillar Inc. (EIN 32-0229540, plan number 032) in public Form 5500 filings.
- What is the most recent Form 5500 filing year for Caterpillar Inc. Investment Trust?
- The latest Form 5500 filing year loaded for Caterpillar Inc. Investment Trust is 2023.
- How many participants does Caterpillar Inc. Investment Trust report?
- The participant count for Caterpillar Inc. Investment Trust is not reported in the loaded dataset.
- What are the reported plan assets for Caterpillar Inc. Investment Trust?
- Caterpillar Inc. Investment Trust reports $16,375,132,834 in end-of-year plan assets in its latest loaded Form 5500 filing.
Form 5500 terms, in plain English
- Form 5500
- The annual report most U.S. employee benefit plans file with the Department of Labor through the EFAST2 system. It documents the plan sponsor, participants, finances, and service-provider compensation.
- Schedule H
- The financial statement for larger plans (generally 100+ participants): assets, liabilities, net assets, income, expenses, and the net change.
- Schedule I
- The condensed financial statement for smaller plans, covering the same kinds of figures in less detail.
- Schedule C
- Reports compensation paid to the plan’s service providers — both direct and indirect.
- Net assets
- Total assets minus total liabilities at the end of the year — what the plan holds for participants.
- Employer / participant contributions
- Money contributed to the plan by the employer and by participants during the year.
Figures are reported as filed and may contain errors or omissions. Verify against the official DOL/EBSA record before relying on any value.
Related Form 5500 pages
- All Form 5500 plans for Caterpillar Inc.
- 2023 Form 5500 filing
- Form 5500 filings in TX
- 401(k) and benefit plan filings in Irving, TX
- Jp Morgan Investment Management Inc — Schedule C compensation
- Northern Trust Company — Schedule C compensation
- Pzena Investment Management — Schedule C compensation
- Arrowstreet Capital Lp — Schedule C compensation
- Man Numeric Investors — Schedule C compensation
- Jacobs Levy Equity Management — Schedule C compensation
- Neuberger Berman LLC — Schedule C compensation
- Western Asset Management Company — Schedule C compensation
- Dodge And Cox — Schedule C compensation
- William Blair & Co. — Schedule C compensation
- State Street Global Advisors Trust — Schedule C compensation
- Mar Vista Investment Partners — Schedule C compensation
- Jackson Square Partners LLC — Schedule C compensation
- Copeland Capital Management, LLC — Schedule C compensation
- Brandywine Global Inv Management — Schedule C compensation
- Dci, LLC — Schedule C compensation
- Ddj Capital Management LLC — Schedule C compensation
- Babson Capital Management LLC — Schedule C compensation
- Ceredex Value Advisors — Schedule C compensation
- Pathway Capital Management — Schedule C compensation