2023 Form 5500 filing — The Third Floor, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240919012643NAL0002045155001) for The Third Floor, Inc. 401(K) Plan, reported by The Third Floor, Inc. under EIN 20-1755197 and plan number 001. It reports 322 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240919012643NAL0002045155001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- The Third Floor, Inc.
- EIN
- 20-1755197
- Plan number
- 001
- Location
- Los Angeles, CA
- Participants
- 322
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $13,409,737
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $13,409,737
- Employer contributions
- $338,625
- Participant contributions
- $1,403,427
- Total income / additions
- $4,116,703
- Benefits paid
- $167,309
- Administrative expenses
- $90,441
- Total expenses
- $257,750
- Net increase / (decrease)
- $3,858,953
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Ascensus Holdings, Inc. | OTHER SERVICES | $39,600 | not reported in the loaded dataset |
| Monarch Plan Advisors | ADVISOR | $34,495 | not reported in the loaded dataset |
| Fidelity Investments Institutional | RECORDKEEPER | $34,438 | not reported in the loaded dataset |
| Jones & Malhotra | ACCOUNTANT/AUDITOR | $10,000 | not reported in the loaded dataset |
| Strategic Advisors, Inc. | ADVISOR | $7,549 | not reported in the loaded dataset |