The Third Floor, Inc. 401(K) Plan — Form 5500 plan (The Third Floor, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, The Third Floor, Inc. 401(K) Plan is a benefit plan reported by The Third Floor, Inc. under EIN 20-1755197 and plan number 001. The latest loaded filing year is 2023. The filing reports 322 participants and $13,409,737 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- The Third Floor, Inc.
- EIN
- 20-1755197
- Plan number
- 001
- Plan type
- 2
- Location
- Los Angeles, CA
- Latest filing year
- 2023
- Participants
- 322
- End-of-year plan assets
- $13,409,737
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 322 | H, C | 20240919012643NAL0002045155001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $13,409,737
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $13,409,737
- Net assets (BOY)
- $9,550,784
Income & contributions
- Employer contributions
- $338,625
- Participant contributions
- $1,403,427
- Total contributions
- $2,075,149
- Total income / additions
- $4,116,703
Expenses & distributions
- Benefits paid
- $167,309
- Administrative expenses
- $90,441
- Total expenses
- $257,750
- Net increase / (decrease)
- $3,858,953
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Ascensus Holdings, Inc. | OTHER SERVICES | $39,600 | not reported in the loaded dataset | 2023 |
| Monarch Plan Advisors | ADVISOR | $34,495 | not reported in the loaded dataset | 2023 |
| Fidelity Investments Institutional | RECORDKEEPER | $34,438 | not reported in the loaded dataset | 2023 |
| Jones & Malhotra | ACCOUNTANT/AUDITOR | $10,000 | not reported in the loaded dataset | 2023 |
| Strategic Advisors, Inc. | ADVISOR | $7,549 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for The Third Floor, Inc.
- 2023 Form 5500 filing
- Form 5500 filings in CA
- 401(k) and benefit plan filings in Los Angeles, CA
- Ascensus Holdings, Inc. — Schedule C compensation
- Monarch Plan Advisors — Schedule C compensation
- Fidelity Investments Institutional — Schedule C compensation
- Jones & Malhotra — Schedule C compensation
- Strategic Advisors, Inc. — Schedule C compensation