2023 Form 5500 filing — Daiwa Capital Markets America Inc. Retirement Investment Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241003084039NAL0020105714001) for Daiwa Capital Markets America Inc. Retirement Investment Plan, reported by Daiwa Capital Markets America Inc. under EIN 13-5680329 and plan number 001. It reports 474 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241003084039NAL0020105714001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Daiwa Capital Markets America Inc.
- EIN
- 13-5680329
- Plan number
- 001
- Location
- New York, NY
- Participants
- 474
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $149,279,832
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $149,279,832
- Employer contributions
- $3,167,314
- Participant contributions
- $5,150,533
- Total income / additions
- $26,859,424
- Benefits paid
- $15,768,120
- Administrative expenses
- $28,986
- Total expenses
- $15,797,106
- Net increase / (decrease)
- $11,062,318
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Pkf O'Connor Davies, Llp | ACCOUNTANT | $27,300 | not reported in the loaded dataset |
| Merrill Lynch, Pierce, Fenner And S | RECORDKEEPER | $1,180 | $0 |