Daiwa Capital Markets America Inc. Retirement Investment Plan — Form 5500 plan (Daiwa Capital Markets America Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Daiwa Capital Markets America Inc. Retirement Investment Plan is a benefit plan reported by Daiwa Capital Markets America Inc. under EIN 13-5680329 and plan number 001. The latest loaded filing year is 2023. The filing reports 474 participants and $149,279,832 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Daiwa Capital Markets America Inc.
- EIN
- 13-5680329
- Plan number
- 001
- Plan type
- 2
- Location
- New York, NY
- Latest filing year
- 2023
- Participants
- 474
- End-of-year plan assets
- $149,279,832
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 474 | H, C | 20241003084039NAL0020105714001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $149,279,832
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $149,279,832
- Net assets (BOY)
- $138,217,514
Income & contributions
- Employer contributions
- $3,167,314
- Participant contributions
- $5,150,533
- Total contributions
- $8,519,876
- Total income / additions
- $26,859,424
Expenses & distributions
- Benefits paid
- $15,768,120
- Administrative expenses
- $28,986
- Total expenses
- $15,797,106
- Net increase / (decrease)
- $11,062,318
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Pkf O'Connor Davies, Llp | ACCOUNTANT | $27,300 | not reported in the loaded dataset | 2023 |
| Merrill Lynch, Pierce, Fenner And S | RECORDKEEPER | $1,180 | $0 | 2023 |