2023 Form 5500 filing — Guggenheim Services Retirement Savings Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241007084756NAL0007426915002) for Guggenheim Services Retirement Savings Plan, reported by Guggenheim Services, LLC under EIN 36-4464896 and plan number 001. It reports 3,410 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241007084756NAL0007426915002
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Guggenheim Services, LLC
- EIN
- 36-4464896
- Plan number
- 001
- Location
- Chicago, IL
- Participants
- 3,410
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $611,306,413
- Net assets (EOY)
- $611,306,413
- Employer contributions
- $9,366,519
- Participant contributions
- $36,125,889
- Total income / additions
- $145,448,142
- Benefits paid
- $36,266,612
- Administrative expenses
- $307,350
- Total expenses
- $36,595,497
- Net increase / (decrease)
- $108,852,645
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Schwab Retirement Plan Services,Inc | NONE | $235,415 | not reported in the loaded dataset |
| Mitchell & Titus, Llp | NONE | $36,040 | not reported in the loaded dataset |
| Wealthspire Advisors LLC | NONE | $21,067 | not reported in the loaded dataset |
| Jmg Financial Group Ltd | NONE | $9,356 | not reported in the loaded dataset |
| Charles Schwab & Co., Inc. | NONE | $5,437 | $0 |
| Krilogy Financial LLC | NONE | $5,171 | not reported in the loaded dataset |