Guggenheim Services Retirement Savings Plan — Form 5500 plan (Guggenheim Services, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Guggenheim Services Retirement Savings Plan is a benefit plan reported by Guggenheim Services, LLC under EIN 36-4464896 and plan number 001. The latest loaded filing year is 2023. The filing reports 3,410 participants and $611,306,413 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Guggenheim Services, LLC
- EIN
- 36-4464896
- Plan number
- 001
- Plan type
- 2
- Location
- Chicago, IL
- Latest filing year
- 2023
- Participants
- 3,410
- End-of-year plan assets
- $611,306,413
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 3,410 | H, C | 20241007084756NAL0007426915002 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $611,306,413
- Net assets (EOY)
- $611,306,413
- Net assets (BOY)
- $502,453,768
Income & contributions
- Employer contributions
- $9,366,519
- Participant contributions
- $36,125,889
- Total contributions
- $49,908,117
- Total income / additions
- $145,448,142
Expenses & distributions
- Benefits paid
- $36,266,612
- Administrative expenses
- $307,350
- Total expenses
- $36,595,497
- Net increase / (decrease)
- $108,852,645
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Schwab Retirement Plan Services,Inc | NONE | $235,415 | not reported in the loaded dataset | 2023 |
| Mitchell & Titus, Llp | NONE | $36,040 | not reported in the loaded dataset | 2023 |
| Wealthspire Advisors LLC | NONE | $21,067 | not reported in the loaded dataset | 2023 |
| Jmg Financial Group Ltd | NONE | $9,356 | not reported in the loaded dataset | 2023 |
| Charles Schwab & Co., Inc. | NONE | $5,437 | $0 | 2023 |
| Krilogy Financial LLC | NONE | $5,171 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Guggenheim Services, LLC
- 2023 Form 5500 filing
- Form 5500 filings in IL
- 401(k) and benefit plan filings in Chicago, IL
- Schwab Retirement Plan Services,Inc — Schedule C compensation
- Mitchell & Titus, Llp — Schedule C compensation
- Wealthspire Advisors LLC — Schedule C compensation
- Jmg Financial Group Ltd — Schedule C compensation
- Charles Schwab & Co., Inc. — Schedule C compensation
- Krilogy Financial LLC — Schedule C compensation