2023 Form 5500 filing — Early Warning Services, LLC 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241007152954NAL0026565904001) for Early Warning Services, LLC 401(K) Plan, reported by Early Warning Services, LLC under EIN 20-5276211 and plan number 001. It reports 1,467 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241007152954NAL0026565904001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Early Warning Services, LLC
- EIN
- 20-5276211
- Plan number
- 001
- Location
- Scottsdale, AZ
- Participants
- 1,467
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $134,634,848
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $134,634,848
- Employer contributions
- $9,368,195
- Participant contributions
- $14,260,510
- Total income / additions
- $46,865,156
- Benefits paid
- $12,419,988
- Administrative expenses
- $221,421
- Total expenses
- $12,641,409
- Net increase / (decrease)
- $34,223,747
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Oneamerica Retirement Services LLC | NONE | $196,776 | not reported in the loaded dataset |
| Empower Annuity Insurance Company O | RECORDKEEPER | $20,694 | $0 |
| Alliant Insurance Services Inc Dba | INVESTMENT ADVISOR | $3,951 | not reported in the loaded dataset |
| Gwfs Equities Inc | BROKERAGE SERVICES | $25 | $0 |
| Gwfs Equities Inc | BROKERAGE SERVICES | $10 | $0 |
| Matrix Trust Company N.A. | NONE | $0 | $0 |