Early Warning Services, LLC 401(K) Plan — Form 5500 plan (Early Warning Services, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Early Warning Services, LLC 401(K) Plan is a benefit plan reported by Early Warning Services, LLC under EIN 20-5276211 and plan number 001. The latest loaded filing year is 2023. The filing reports 1,467 participants and $134,634,848 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Early Warning Services, LLC
- EIN
- 20-5276211
- Plan number
- 001
- Plan type
- 2
- Location
- Scottsdale, AZ
- Latest filing year
- 2023
- Participants
- 1,467
- End-of-year plan assets
- $134,634,848
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 1,467 | H, C | 20241007152954NAL0026565904001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $134,634,848
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $134,634,848
- Net assets (BOY)
- $100,411,101
Income & contributions
- Employer contributions
- $9,368,195
- Participant contributions
- $14,260,510
- Total contributions
- $27,537,072
- Total income / additions
- $46,865,156
Expenses & distributions
- Benefits paid
- $12,419,988
- Administrative expenses
- $221,421
- Total expenses
- $12,641,409
- Net increase / (decrease)
- $34,223,747
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Oneamerica Retirement Services LLC | NONE | $196,776 | not reported in the loaded dataset | 2023 |
| Empower Annuity Insurance Company O | RECORDKEEPER | $20,694 | $0 | 2023 |
| Alliant Insurance Services Inc Dba | INVESTMENT ADVISOR | $3,951 | not reported in the loaded dataset | 2023 |
| Gwfs Equities Inc | BROKERAGE SERVICES | $25 | $0 | 2023 |
| Gwfs Equities Inc | BROKERAGE SERVICES | $10 | $0 | 2023 |
| Matrix Trust Company N.A. | NONE | $0 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Early Warning Services, LLC
- 2023 Form 5500 filing
- Form 5500 filings in AZ
- 401(k) and benefit plan filings in Scottsdale, AZ
- Oneamerica Retirement Services LLC — Schedule C compensation
- Empower Annuity Insurance Company O — Schedule C compensation
- Alliant Insurance Services Inc Dba — Schedule C compensation
- Gwfs Equities Inc — Schedule C compensation
- Matrix Trust Company N.A. — Schedule C compensation