2023 Form 5500 filing — National Equity Fund 401(K) Retirement Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241011110542NAL0036738240001) for National Equity Fund 401(K) Retirement Plan, reported by National Equity Fund Inc. under EIN 36-3490231 and plan number 002. It reports 255 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241011110542NAL0036738240001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- National Equity Fund Inc.
- EIN
- 36-3490231
- Plan number
- 002
- Location
- Chicago, IL
- Participants
- 255
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $77,028,182
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $77,028,182
- Employer contributions
- $2,454,964
- Participant contributions
- $2,348,914
- Total income / additions
- $16,699,249
- Benefits paid
- $5,461,659
- Administrative expenses
- $102,949
- Total expenses
- $5,564,608
- Net increase / (decrease)
- $11,134,641
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Lpl Financial LLC-Rpcp | INVESTMENT ADVISORY | $69,952 | $12 |
| Principal Life Insurance Company | CONTRACT ADMINISTRATOR | $32,997 | $0 |
| Morningstar Investment Management L | INV ADV, PARTICIPANTS | $0 | $0 |