National Equity Fund 401(K) Retirement Plan — Form 5500 plan (National Equity Fund Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, National Equity Fund 401(K) Retirement Plan is a benefit plan reported by National Equity Fund Inc. under EIN 36-3490231 and plan number 002. The latest loaded filing year is 2023. The filing reports 255 participants and $77,028,182 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- National Equity Fund Inc.
- EIN
- 36-3490231
- Plan number
- 002
- Plan type
- 2
- Location
- Chicago, IL
- Latest filing year
- 2023
- Participants
- 255
- End-of-year plan assets
- $77,028,182
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 255 | H, C | 20241011110542NAL0036738240001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $77,028,182
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $77,028,182
- Net assets (BOY)
- $65,893,541
Income & contributions
- Employer contributions
- $2,454,964
- Participant contributions
- $2,348,914
- Total contributions
- $4,977,297
- Total income / additions
- $16,699,249
Expenses & distributions
- Benefits paid
- $5,461,659
- Administrative expenses
- $102,949
- Total expenses
- $5,564,608
- Net increase / (decrease)
- $11,134,641
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Lpl Financial LLC-Rpcp | INVESTMENT ADVISORY | $69,952 | $12 | 2023 |
| Principal Life Insurance Company | CONTRACT ADMINISTRATOR | $32,997 | $0 | 2023 |
| Morningstar Investment Management L | INV ADV, PARTICIPANTS | $0 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for National Equity Fund Inc.
- 2023 Form 5500 filing
- Form 5500 filings in IL
- 401(k) and benefit plan filings in Chicago, IL
- Lpl Financial LLC-Rpcp — Schedule C compensation
- Principal Life Insurance Company — Schedule C compensation
- Morningstar Investment Management L — Schedule C compensation