2023 Form 5500 filing — Fisher Investments 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241011140540NAL0022897633001) for Fisher Investments 401(K) Plan, reported by Fisher Asset Management, LLC Dba Fisher Investments under EIN 20-2480800 and plan number 001. It reports 4,876 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241011140540NAL0022897633001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Fisher Asset Management, LLC Dba Fisher Investments
- EIN
- 20-2480800
- Plan number
- 001
- Location
- Plano, TX
- Participants
- 4,876
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $954,048,868
- Net assets (EOY)
- $954,048,868
- Employer contributions
- $27,634,002
- Participant contributions
- $66,319,390
- Total income / additions
- $320,377,848
- Benefits paid
- $24,678,810
- Administrative expenses
- $50,891
- Total expenses
- $24,755,969
- Net increase / (decrease)
- $295,621,879
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Schwab Retirement Plan Services,Inc | NONE | $50,891 | not reported in the loaded dataset |
| Charles Schwab & Co.,Inc. | NONE | $6,707 | $0 |
| King Wealth Advisors LLC | NONE | $5,703 | not reported in the loaded dataset |