Fisher Investments 401(K) Plan — Form 5500 plan (Fisher Asset Management, LLC Dba Fisher Investments)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Fisher Investments 401(K) Plan is a benefit plan reported by Fisher Asset Management, LLC Dba Fisher Investments under EIN 20-2480800 and plan number 001. The latest loaded filing year is 2023. The filing reports 4,876 participants and $954,048,868 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Fisher Asset Management, LLC Dba Fisher Investments
EIN
20-2480800
Plan number
001
Plan type
2
Location
Plano, TX
Latest filing year
2023
Participants
4,876
End-of-year plan assets
$954,048,868

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
20234,876H, C20241011140540NAL0022897633001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$954,048,868
Net assets (EOY)
$954,048,868
Net assets (BOY)
$658,426,989

Income & contributions

Employer contributions
$27,634,002
Participant contributions
$66,319,390
Total contributions
$96,951,078
Total income / additions
$320,377,848

Expenses & distributions

Benefits paid
$24,678,810
Administrative expenses
$50,891
Total expenses
$24,755,969
Net increase / (decrease)
$295,621,879

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Schwab Retirement Plan Services,IncNONE$50,891not reported in the loaded dataset2023
Charles Schwab & Co.,Inc.NONE$6,707$02023
King Wealth Advisors LLCNONE$5,703not reported in the loaded dataset2023

Related Form 5500 pages