2023 Form 5500 filing — Stein & Associates, LLC 401(K) Profit Sharing Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241014105739NAL0014803155001) for Stein & Associates, LLC 401(K) Profit Sharing Plan, reported by Stein & Associates, LLC under EIN 64-0913971 and plan number 001. It reports 950 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241014105739NAL0014803155001
- Filing year
- 2023
- Form type
- 3
- Plan sponsor
- Stein & Associates, LLC
- EIN
- 64-0913971
- Plan number
- 001
- Location
- Fort Smith, AR
- Participants
- 950
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $36,725,561
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $36,725,561
- Employer contributions
- $1,014,882
- Participant contributions
- $2,239,326
- Total income / additions
- $8,846,811
- Benefits paid
- $1,070,459
- Administrative expenses
- $128,810
- Total expenses
- $1,208,753
- Net increase / (decrease)
- $7,638,058
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Fidelity Investments Institutional | RECORDKEEPER | $58,204 | $0 |
| Cadence Bank | ADVISOR | $45,393 | not reported in the loaded dataset |
| Landmark Cpas | ACCOUNTANT/AUDITOR | $25,213 | not reported in the loaded dataset |