Stein & Associates, LLC 401(K) Profit Sharing Plan — Form 5500 plan (Stein & Associates, LLC)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Stein & Associates, LLC 401(K) Profit Sharing Plan is a benefit plan reported by Stein & Associates, LLC under EIN 64-0913971 and plan number 001. The latest loaded filing year is 2023. The filing reports 950 participants and $36,725,561 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Stein & Associates, LLC
EIN
64-0913971
Plan number
001
Plan type
3
Location
Fort Smith, AR
Latest filing year
2023
Participants
950
End-of-year plan assets
$36,725,561

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023950H, C20241014105739NAL0014803155001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$36,725,561
Total liabilities (EOY)
$0
Net assets (EOY)
$36,725,561
Net assets (BOY)
$29,087,503

Income & contributions

Employer contributions
$1,014,882
Participant contributions
$2,239,326
Total contributions
$3,254,866
Total income / additions
$8,846,811

Expenses & distributions

Benefits paid
$1,070,459
Administrative expenses
$128,810
Total expenses
$1,208,753
Net increase / (decrease)
$7,638,058

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Fidelity Investments InstitutionalRECORDKEEPER$58,204$02023
Cadence BankADVISOR$45,393not reported in the loaded dataset2023
Landmark CpasACCOUNTANT/AUDITOR$25,213not reported in the loaded dataset2023

Related Form 5500 pages