2023 Form 5500 filing — Hartley & Parker Ltd, Inc. 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015170441NAL0015138195001) for Hartley & Parker Ltd, Inc. 401(K) Plan, reported by Hartley & Parker Ltd, Inc. under EIN 06-0384867 and plan number 002. It reports 238 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015170441NAL0015138195001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Hartley & Parker Ltd, Inc.
- EIN
- 06-0384867
- Plan number
- 002
- Location
- Taunton, MA
- Participants
- 238
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $11,402,041
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $11,402,041
- Employer contributions
- $156,360
- Participant contributions
- $824,090
- Total income / additions
- $3,206,389
- Benefits paid
- $2,908,152
- Administrative expenses
- $8,027
- Total expenses
- $2,924,572
- Net increase / (decrease)
- $281,817
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Morgan Stanley Smith Barney LLC | BROKER/ADVISER | $0 | $11,912 |
| Mma Securities LLC | BROKER/ADVISER | $0 | $11,567 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $3,027 | not reported in the loaded dataset |
| Empower Annuity Insurance Company O | RECORDKEEPER | $2,789 | $0 |
| Envestnet Retirement Solutions, LLC | OTHER | $2,211 | not reported in the loaded dataset |
| Morgan Stanley Insurance Services I | BROKER/ADVISER | $0 | $1,417 |