Hartley & Parker Ltd, Inc. 401(K) Plan — Form 5500 plan (Hartley & Parker Ltd, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Hartley & Parker Ltd, Inc. 401(K) Plan is a benefit plan reported by Hartley & Parker Ltd, Inc. under EIN 06-0384867 and plan number 002. The latest loaded filing year is 2023. The filing reports 238 participants and $11,402,041 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Hartley & Parker Ltd, Inc.
- EIN
- 06-0384867
- Plan number
- 002
- Plan type
- 2
- Location
- Taunton, MA
- Latest filing year
- 2023
- Participants
- 238
- End-of-year plan assets
- $11,402,041
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 238 | H, C | 20241015170441NAL0015138195001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $11,402,041
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $11,402,041
- Net assets (BOY)
- $11,120,224
Income & contributions
- Employer contributions
- $156,360
- Participant contributions
- $824,090
- Total contributions
- $1,173,174
- Total income / additions
- $3,206,389
Expenses & distributions
- Benefits paid
- $2,908,152
- Administrative expenses
- $8,027
- Total expenses
- $2,924,572
- Net increase / (decrease)
- $281,817
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Morgan Stanley Smith Barney LLC | BROKER/ADVISER | $0 | $11,912 | 2023 |
| Mma Securities LLC | BROKER/ADVISER | $0 | $11,567 | 2023 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $3,027 | not reported in the loaded dataset | 2023 |
| Empower Annuity Insurance Company O | RECORDKEEPER | $2,789 | $0 | 2023 |
| Envestnet Retirement Solutions, LLC | OTHER | $2,211 | not reported in the loaded dataset | 2023 |
| Morgan Stanley Insurance Services I | BROKER/ADVISER | $0 | $1,417 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Hartley & Parker Ltd, Inc.
- 2023 Form 5500 filing
- Form 5500 filings in MA
- 401(k) and benefit plan filings in Taunton, MA
- Morgan Stanley Smith Barney LLC — Schedule C compensation
- Mma Securities LLC — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation
- Empower Annuity Insurance Company O — Schedule C compensation
- Envestnet Retirement Solutions, LLC — Schedule C compensation
- Morgan Stanley Insurance Services I — Schedule C compensation