2023 Form 5500 filing — The Imperial Capital, LLC 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015212927NAL0029703665001) for The Imperial Capital, LLC 401(K) Plan, reported by Imperial Capital, LLC under EIN 95-4644495 and plan number 001. It reports 213 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241015212927NAL0029703665001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Imperial Capital, LLC
- EIN
- 95-4644495
- Plan number
- 001
- Location
- Los Angeles, CA
- Participants
- 213
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $38,056,249
- Net assets (EOY)
- $38,056,249
- Employer contributions
- $319,458
- Participant contributions
- $1,580,551
- Total income / additions
- $7,922,026
- Benefits paid
- $2,303,239
- Administrative expenses
- $82,361
- Total expenses
- $2,385,600
- Net increase / (decrease)
- $5,536,426
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Kestra Financial Inc | NONE | $51,476 | not reported in the loaded dataset |
| Schwab Retirement Plan Services Inc | NONE | $30,885 | not reported in the loaded dataset |
| Charles Schwab & Co., Inc. | NONE | $0 | $0 |