Plan5500

The Imperial Capital, LLC 401(K) Plan — Form 5500 plan (Imperial Capital, LLC)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, The Imperial Capital, LLC 401(K) Plan is a benefit plan reported by Imperial Capital, LLC under EIN 95-4644495 and plan number 001. The latest loaded filing year is 2023. The filing reports 213 participants and $38,056,249 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Imperial Capital, LLC
EIN
95-4644495
Plan number
001
Plan type
2
Location
Los Angeles, CA
Latest filing year
2023
Participants
213
End-of-year plan assets
$38,056,249

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023213H, C20241015212927NAL0029703665001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$38,056,249
Net assets (EOY)
$38,056,249
Net assets (BOY)
$32,519,823

Income & contributions

Employer contributions
$319,458
Participant contributions
$1,580,551
Total contributions
$1,931,692
Total income / additions
$7,922,026

Expenses & distributions

Benefits paid
$2,303,239
Administrative expenses
$82,361
Total expenses
$2,385,600
Net increase / (decrease)
$5,536,426

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Kestra Financial IncNONE$51,476not reported in the loaded dataset2023
Schwab Retirement Plan Services IncNONE$30,885not reported in the loaded dataset2023
Charles Schwab & Co., Inc.NONE$0$02023

Related Form 5500 pages