2023 Form 5500 filing — The Collateral Family Of Companies 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20250127131033NAL0007201427001) for The Collateral Family Of Companies 401(K) Plan, reported by Collateral Holdings, LLC under EIN 63-0925217 and plan number 002. It reports 275 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20250127131033NAL0007201427001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Collateral Holdings, LLC
- EIN
- 63-0925217
- Plan number
- 002
- Location
- Birmingham, AL
- Participants
- 275
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $12,124,625
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $12,124,625
- Employer contributions
- $167,495
- Participant contributions
- $310,793
- Total income / additions
- $2,107,784
- Benefits paid
- $1,202,575
- Administrative expenses
- $33,145
- Total expenses
- $1,235,720
- Net increase / (decrease)
- $872,064
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Jamison Money Farmer Pc | SERVICE PROVIDER | $0 | not reported in the loaded dataset |
| Voya Retirement Insurance & Annuity | SERVICE PROVIDER | $0 | $0 |
| Morningstar | SERVICE PROVIDER | $0 | $0 |
| Navigate 401k, LLC | SERVICE PROVIDER | $0 | $0 |