The Collateral Family Of Companies 401(K) Plan — Form 5500 plan (Collateral Holdings, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, The Collateral Family Of Companies 401(K) Plan is a benefit plan reported by Collateral Holdings, LLC under EIN 63-0925217 and plan number 002. The latest loaded filing year is 2023. The filing reports 275 participants and $12,124,625 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Collateral Holdings, LLC
- EIN
- 63-0925217
- Plan number
- 002
- Plan type
- 2
- Location
- Birmingham, AL
- Latest filing year
- 2023
- Participants
- 275
- End-of-year plan assets
- $12,124,625
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 275 | H, C | 20250127131033NAL0007201427001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $12,124,625
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $12,124,625
- Net assets (BOY)
- $11,252,561
Income & contributions
- Employer contributions
- $167,495
- Participant contributions
- $310,793
- Total contributions
- $478,288
- Total income / additions
- $2,107,784
Expenses & distributions
- Benefits paid
- $1,202,575
- Administrative expenses
- $33,145
- Total expenses
- $1,235,720
- Net increase / (decrease)
- $872,064
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Jamison Money Farmer Pc | SERVICE PROVIDER | $0 | not reported in the loaded dataset | 2023 |
| Voya Retirement Insurance & Annuity | SERVICE PROVIDER | $0 | $0 | 2023 |
| Morningstar | SERVICE PROVIDER | $0 | $0 | 2023 |
| Navigate 401k, LLC | SERVICE PROVIDER | $0 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Collateral Holdings, LLC
- 2023 Form 5500 filing
- Form 5500 filings in AL
- 401(k) and benefit plan filings in Birmingham, AL
- Jamison Money Farmer Pc — Schedule C compensation
- Voya Retirement Insurance & Annuity — Schedule C compensation
- Morningstar — Schedule C compensation
- Navigate 401k, LLC — Schedule C compensation