Equity Settlement Services Inc 401(K) Plan — Form 5500 plan (Equity Settlement Services Inc)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Equity Settlement Services Inc 401(K) Plan is a benefit plan reported by Equity Settlement Services Inc under EIN 11-3429460 and plan number 001. The latest loaded filing year is 2023. The filing reports 218 participants and $7,134,682 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Equity Settlement Services Inc
- EIN
- 11-3429460
- Plan number
- 001
- Plan type
- 2
- Location
- Smithtown, NY
- Latest filing year
- 2023
- Participants
- 218
- End-of-year plan assets
- $7,134,682
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 218 | H, C | 20241015210851NAL0049798304001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $7,134,682
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $7,134,682
- Net assets (BOY)
- $6,691,471
Income & contributions
- Participant contributions
- $544,440
- Total contributions
- $599,757
- Total income / additions
- $1,553,787
Expenses & distributions
- Benefits paid
- $1,088,602
- Administrative expenses
- $2,304
- Total expenses
- $1,110,576
- Net increase / (decrease)
- $443,211
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Adp, Inc. | RECORD KEEPER | $2,303 | $0 | 2023 |
| Adp Broker-Dealer | RECORD KEEPER | $0 | $0 | 2023 |
| Nylife Securities | ADVISOR | $0 | $0 | 2023 |