Ubs Financial Services Inc. Pension Plan — Form 5500 plan (Ubs Financial Services Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ubs Financial Services Inc. Pension Plan is a benefit plan reported by Ubs Financial Services Inc. under EIN 13-2638166 and plan number 001. The latest loaded filing year is 2023. The filing reports 8,806 participants and $630,960,210 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Ubs Financial Services Inc.
- EIN
- 13-2638166
- Plan number
- 001
- Plan type
- 2
- Location
- Weehawken, NJ
- Latest filing year
- 2023
- Participants
- 8,806
- End-of-year plan assets
- $630,960,210
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 8,806 | H, C | 20241014121823NAL0026127425001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $630,960,210
- Total liabilities (EOY)
- $2,149,960
- Net assets (EOY)
- $628,810,250
- Net assets (BOY)
- $641,181,385
Income & contributions
- Total contributions
- $0
- Total income / additions
- $57,757,079
Expenses & distributions
- Benefits paid
- $65,641,613
- Administrative expenses
- $4,486,601
- Total expenses
- $70,128,214
- Net increase / (decrease)
- -$12,371,135
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Northern Trust Co. | TRUSTEE | $881,897 | $0 | 2023 |
| Alight Solutions LLC | NONE | $750,094 | $289 | 2023 |
| Legg Mason, Inc And Subsidiaries | NONE | $253,615 | not reported in the loaded dataset | 2023 |
| Mercer Investment LLC | NONE | $248,472 | not reported in the loaded dataset | 2023 |
| Legal & General Investment | NONE | $232,478 | not reported in the loaded dataset | 2023 |
| Atlanta Capital Management Co., LLC | NONE | $176,457 | $0 | 2023 |
| Voya Investment Management Co. | NONE | $155,209 | $0 | 2023 |
| Morgan Lewis & Bockius Llp | NONE | $150,477 | not reported in the loaded dataset | 2023 |
| Ernst & Young | NONE | $145,000 | not reported in the loaded dataset | 2023 |
| Eagle Capital Management, LLC | NONE | $106,741 | $0 | 2023 |
| Columbia Management Investment Adv | NONE | $86,087 | $0 | 2023 |
| Capital Group Private Client Serv. | NONE | $82,652 | not reported in the loaded dataset | 2023 |
| Artisan Partners Ltd Partnership | NONE | $80,475 | $0 | 2023 |
| Invesco Trust Company | NONE | $77,355 | $0 | 2023 |
| Deloitte Consulting Llp | NONE | $77,300 | not reported in the loaded dataset | 2023 |
| Loomis Sayles And Co L.P. | NONE | $74,896 | not reported in the loaded dataset | 2023 |
| Allspring Intermediate Ii LLC | NONE | $38,431 | not reported in the loaded dataset | 2023 |
| State Street Global Advisors Trust | NONE | $21,137 | $0 | 2023 |
| Blackrock | NONE | $12,558 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Ubs Financial Services Inc.
- 2023 Form 5500 filing
- Form 5500 filings in NJ
- 401(k) and benefit plan filings in Weehawken, NJ
- Northern Trust Co. — Schedule C compensation
- Alight Solutions LLC — Schedule C compensation
- Legg Mason, Inc And Subsidiaries — Schedule C compensation
- Mercer Investment LLC — Schedule C compensation
- Legal & General Investment — Schedule C compensation
- Atlanta Capital Management Co., LLC — Schedule C compensation
- Voya Investment Management Co. — Schedule C compensation
- Morgan Lewis & Bockius Llp — Schedule C compensation
- Ernst & Young — Schedule C compensation
- Eagle Capital Management, LLC — Schedule C compensation
- Columbia Management Investment Adv — Schedule C compensation
- Capital Group Private Client Serv. — Schedule C compensation
- Artisan Partners Ltd Partnership — Schedule C compensation
- Invesco Trust Company — Schedule C compensation
- Deloitte Consulting Llp — Schedule C compensation
- Loomis Sayles And Co L.P. — Schedule C compensation
- Allspring Intermediate Ii LLC — Schedule C compensation
- State Street Global Advisors Trust — Schedule C compensation
- Blackrock — Schedule C compensation