2023 Form 5500 filing — Ubs Financial Services Inc. Pension Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241014121823NAL0026127425001) for Ubs Financial Services Inc. Pension Plan, reported by Ubs Financial Services Inc. under EIN 13-2638166 and plan number 001. It reports 8,806 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241014121823NAL0026127425001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Ubs Financial Services Inc.
- EIN
- 13-2638166
- Plan number
- 001
- Location
- Weehawken, NJ
- Participants
- 8,806
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $630,960,210
- Total liabilities (EOY)
- $2,149,960
- Net assets (EOY)
- $628,810,250
- Total income / additions
- $57,757,079
- Benefits paid
- $65,641,613
- Administrative expenses
- $4,486,601
- Total expenses
- $70,128,214
- Net increase / (decrease)
- -$12,371,135
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Northern Trust Co. | TRUSTEE | $881,897 | $0 |
| Alight Solutions LLC | NONE | $750,094 | $289 |
| Legg Mason, Inc And Subsidiaries | NONE | $253,615 | not reported in the loaded dataset |
| Mercer Investment LLC | NONE | $248,472 | not reported in the loaded dataset |
| Legal & General Investment | NONE | $232,478 | not reported in the loaded dataset |
| Atlanta Capital Management Co., LLC | NONE | $176,457 | $0 |
| Voya Investment Management Co. | NONE | $155,209 | $0 |
| Morgan Lewis & Bockius Llp | NONE | $150,477 | not reported in the loaded dataset |
| Ernst & Young | NONE | $145,000 | not reported in the loaded dataset |
| Eagle Capital Management, LLC | NONE | $106,741 | $0 |
| Columbia Management Investment Adv | NONE | $86,087 | $0 |
| Capital Group Private Client Serv. | NONE | $82,652 | not reported in the loaded dataset |
| Artisan Partners Ltd Partnership | NONE | $80,475 | $0 |
| Invesco Trust Company | NONE | $77,355 | $0 |
| Deloitte Consulting Llp | NONE | $77,300 | not reported in the loaded dataset |
| Loomis Sayles And Co L.P. | NONE | $74,896 | not reported in the loaded dataset |
| Allspring Intermediate Ii LLC | NONE | $38,431 | not reported in the loaded dataset |
| State Street Global Advisors Trust | NONE | $21,137 | $0 |
| Blackrock | NONE | $12,558 | not reported in the loaded dataset |