Ubs Financial Services Inc Of Puerto Rico Savings Plus Plan Trust — Form 5500 plan (Ubs Financial Services Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ubs Financial Services Inc Of Puerto Rico Savings Plus Plan Trust is a benefit plan reported by Ubs Financial Services Inc. under EIN 13-2638166 and plan number 003. The latest loaded filing year is 2023. The filing reports 223 participants and $53,336,010 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Ubs Financial Services Inc.
- EIN
- 13-2638166
- Plan number
- 003
- Plan type
- 2
- Location
- Weehawken, NJ
- Latest filing year
- 2023
- Participants
- 223
- End-of-year plan assets
- $53,336,010
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 223 | H, C | 20240917170526NAL0003139393001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $53,336,010
- Total liabilities (EOY)
- $3,195
- Net assets (EOY)
- $53,332,815
- Net assets (BOY)
- $45,822,663
Income & contributions
- Employer contributions
- $1,185,500
- Participant contributions
- $1,412,108
- Total contributions
- $2,597,608
- Total income / additions
- $11,219,289
Expenses & distributions
- Benefits paid
- $3,685,962
- Administrative expenses
- $23,175
- Total expenses
- $3,709,137
- Net increase / (decrease)
- $7,510,152
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Pershing LLC | NONE | $0 | $19,419 | 2023 |
| Northern Trust Company | TRUSTEE | $12,370 | $0 | 2023 |
| Eagle Capital Management, LLC | NONE | $8,562 | $0 | 2023 |
| Alight Financial Solutions, LLC | BROKER | $0 | $7,812 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Ubs Financial Services Inc.
- 2023 Form 5500 filing
- Form 5500 filings in NJ
- 401(k) and benefit plan filings in Weehawken, NJ
- Pershing LLC — Schedule C compensation
- Northern Trust Company — Schedule C compensation
- Eagle Capital Management, LLC — Schedule C compensation
- Alight Financial Solutions, LLC — Schedule C compensation