Pershing LLC — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Pershing LLC is reported as a service provider on 45 loaded Form 5500 filing(s) across 40 plan sponsor(s) and 45 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $125,752 and reported indirect compensation totals $5,551,650.
Reported compensation summary
- Reported direct compensation
- $125,752
- Reported indirect compensation
- $5,551,650
- Total reported compensation
- $5,677,402
- Filings
- 45
- Plan sponsors
- 40
- Plans
- 45
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Ubs Ag | NJ | 1 | $1,872,972 |
| Rtx Corporation | CT | 1 | $888,828 |
| Caterpillar Inc. | TX | 2 | $624,174 |
| Ameriprise Financial, Inc. | MN | 1 | $423,584 |
| Nokia Of America Corporation | NJ | 1 | $334,251 |
| Eli Lilly And Company | IN | 1 | $291,032 |
| Siemens Corporation | NJ | 1 | $204,687 |
| Siemens Medical Solutions Usa, Inc. | PA | 1 | $122,366 |
| Schlumberger Limited | TX | 1 | $105,476 |
| U.S. Bancorp | MN | 1 | $89,897 |
State footprint
Plans reporting Pershing LLC are sponsored in IL (6), NJ (6), TX (5), VA (4), CA (4), MN (3), FL (2), OH (2), CT (2), WA (2), PA (2), DC (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Ubs Ag | Ubs 401(K) Plan Trust | 2023 | $0 | $1,872,972 |
| Rtx Corporation | Rtx Savings Plan Master Trust | 2023 | $0 | $888,828 |
| Caterpillar Inc. | Caterpillar 401(K) Savings Plan | 2023 | $0 | $601,659 |
| Ameriprise Financial, Inc. | Ameriprise Financial 401(K) Plan | 2023 | $0 | $423,584 |
| Nokia Of America Corporation | Nokia Savings/401(K) Plan | 2023 | $0 | $334,251 |
| Eli Lilly And Company | The Lilly Employee 401(K) Plan | 2023 | $0 | $291,032 |
| Siemens Corporation | Master Trust For Siemens Savings Plans | 2023 | $0 | $204,687 |
| Siemens Medical Solutions Usa, Inc. | Master Trust For Siemens Medical Solutions Usa, Inc. Savings Plans | 2023 | $0 | $122,366 |
| Schlumberger Limited | Schlumberger Master Profit Sharing Trust | 2023 | $0 | $105,476 |
| U.S. Bancorp | U.S. Bank 401(K) Savings Plan | 2023 | $0 | $89,897 |
| Siemens Energy, Inc. | Siemens Energy, Inc. Savings Plan | 2023 | $0 | $66,894 |
| National Rural Electric Cooperative Association | Group Benefits Program | 2023 | $0 | $66,758 |
| Metlife Group, Inc. | Metlife 401(K) Plan | 2023 | $0 | $50,740 |
| Accenture Llp | Accenture United States Profit Sharing And 401(K) Trust | 2023 | $0 | $48,000 |
| Accenture Llp | Accenture United States 401(K) Match Savings Plan | 2023 | $0 | $45,644 |
| Bae Systems, Inc. | Bae Systems Employees' Savings And Investment Plan | 2023 | $0 | $40,371 |
| Meriter Health Services, Inc. | Meriter Health Services Employee Retirement Plan | 2023 | $37,245 | not reported in the loaded dataset |
| Alight Solutions LLC | Alight Solutions LLC 401(K) Plan (Fka Hewitt Associates LLC 401k Plan) | 2023 | $0 | $36,358 |
| Nordstrom, Inc. | Nordstrom 401k Plan | 2023 | $0 | $30,183 |
| Industrial Manufacturing And Professional Commercial Trust | Industrial Manufacturing Professional And Commercial Trust | 2023 | $29,521 | not reported in the loaded dataset |
| The Bank Of New York Mellon Corporation | The Bank Of New York Mellon Corporation 401(K) Savings Plan | 2023 | $0 | $24,543 |
| Caterpillar Inc. | Caterpillar Inc. Tax Deferred Retirement Plan | 2023 | $0 | $22,515 |
| National Rural Electric Cooperative Association | 401(K) Pension Plan | 2023 | $0 | $19,651 |
| Ubs Financial Services Inc. | Ubs Financial Services Inc Of Puerto Rico Savings Plus Plan Trust | 2023 | $0 | $19,419 |
| Penney Opco, LLC | J. C. Penney Corporation, Inc. Safe Harbor 401(K) Savings Plan | 2023 | $0 | $17,101 |
| Sharp Rees-Stealy Medical Group, Inc. | Sharp Rees-Stealy Medical Group, Inc. Money Purchase Pension Plan | 2023 | $16,610 | not reported in the loaded dataset |
| Packaging Corporation Of America | Packaging Corporation Of America Thrift Plan For Hourly Employees | 2023 | $0 | $15,612 |
| Dominion Energy, Inc. | Dominion Energy, Inc. Defined Benefit Master Trust | 2023 | $0 | $14,807 |
| Aon Corporation | Aon Savings Plan | 2023 | $0 | $14,166 |
| Western Conference Of Teamsters Pension Trust Fund Board Of Trustees | Western Conference Of Teamsters Pension Plan | 2023 | $12,816 | not reported in the loaded dataset |
| Azoa Services Corporation | Allianz Asset Accumulation Plan | 2023 | $0 | $12,449 |
| Yoder Lumber Company, Inc. | Yoder Lumber Company, Inc. 401(K) Plan | 2023 | $12,287 | not reported in the loaded dataset |
| Packaging Corporation Of America | Packaging Corporation Of America Retirement Savings Plan For Salaried Employees | 2023 | $0 | $12,232 |
| General Electric Company, Operating As Ge Aerospace | General Electric Pension Trust | 2023 | $0 | $10,801 |
| Solar Turbines Incorporated | Solar Savings And Investment Plan | 2023 | $0 | $10,648 |
| Sharp Rees-Stealy Medical Group, Inc. | Sharp Rees-Stealy Medical Group, Inc. Profit Sharing Plan | 2023 | $9,188 | not reported in the loaded dataset |
| Tennessee Orthopaedic Alliance, P.A. | Tennessee Orthopaedic Alliance 401(K) & Profit Sharing Plan | 2023 | $8,085 | $0 |
| American National Red Cross | American Red Cross Savings Plan | 2023 | $0 | $7,964 |
| Carrier Global Corporation | Carrier Retirement Savings Plan | 2023 | $0 | $7,399 |
| Meijer, Inc. | Meijer 401k Retirement Plan Master Trust | 2023 | $0 | $7,248 |
| Allegheny Technologies Incorporated | Allegheny Technologies Incorporated Master Trust | 2023 | $0 | $5,773 |
| Otis Worldwide Corporation | Otis Retirement Savings Plan | 2023 | $0 | $5,661 |
| Accenture Llp | Accenture United States Discretionary Profit Sharing Plan | 2023 | $0 | $2,620 |
| Wipro Limited | Wipro Limited 401(K) Plan | 2023 | $0 | $1,341 |
| Wei-Chuan, U.S.A., Inc. | Wei-Chuan, U.S.A., Inc. Discretionary Contribution Plan | 2023 | $0 | not reported in the loaded dataset |
Related Form 5500 pages
- Ubs 401(K) Plan Trust (plan 002)
- Ubs Ag — all reported plans
- Rtx Savings Plan Master Trust (plan 001)
- Rtx Corporation — all reported plans
- Caterpillar 401(K) Savings Plan (plan 035)
- Caterpillar Inc. — all reported plans
- Ameriprise Financial 401(K) Plan (plan 001)
- Ameriprise Financial, Inc. — all reported plans
- Nokia Savings/401(K) Plan (plan 003)
- Nokia Of America Corporation — all reported plans
- The Lilly Employee 401(K) Plan (plan 002)
- Eli Lilly And Company — all reported plans
- Master Trust For Siemens Savings Plans (plan 001)
- Siemens Corporation — all reported plans
- Master Trust For Siemens Medical Solutions Usa, Inc. Savings Plans (plan 001)
- Siemens Medical Solutions Usa, Inc. — all reported plans
- Schlumberger Master Profit Sharing Trust (plan 010)
- Schlumberger Limited — all reported plans
- U.S. Bank 401(K) Savings Plan (plan 004)
- U.S. Bancorp — all reported plans
- Siemens Energy, Inc. Savings Plan (plan 021)
- Siemens Energy, Inc. — all reported plans
- Group Benefits Program (plan 501)
- National Rural Electric Cooperative Association — all reported plans
- Metlife 401(K) Plan (plan 003)
- Metlife Group, Inc. — all reported plans
- Accenture United States Profit Sharing And 401(K) Trust (plan 001)
- Accenture Llp — all reported plans
- Accenture United States 401(K) Match Savings Plan (plan 102)
- Accenture Llp — all reported plans
- Bae Systems Employees' Savings And Investment Plan (plan 003)
- Bae Systems, Inc. — all reported plans
- Meriter Health Services Employee Retirement Plan (plan 002)
- Meriter Health Services, Inc. — all reported plans
- Alight Solutions LLC 401(K) Plan (Fka Hewitt Associates LLC 401k Plan) (plan 001)
- Alight Solutions LLC — all reported plans
- Nordstrom 401k Plan (plan 001)
- Nordstrom, Inc. — all reported plans
- Industrial Manufacturing Professional And Commercial Trust (plan 501)
- Industrial Manufacturing And Professional Commercial Trust — all reported plans
- The Bank Of New York Mellon Corporation 401(K) Savings Plan (plan 004)
- The Bank Of New York Mellon Corporation — all reported plans
- Caterpillar Inc. Tax Deferred Retirement Plan (plan 033)
- 401(K) Pension Plan (plan 444)
- Ubs Financial Services Inc Of Puerto Rico Savings Plus Plan Trust (plan 003)
- Ubs Financial Services Inc. — all reported plans
- J. C. Penney Corporation, Inc. Safe Harbor 401(K) Savings Plan (plan 006)
- Penney Opco, LLC — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources