Axos Financial, Inc. 401(K) Plan — Form 5500 plan (Axos Financial, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Axos Financial, Inc. 401(K) Plan is a benefit plan reported by Axos Financial, Inc. under EIN 33-0867444 and plan number 001. The latest loaded filing year is 2023. The filing reports 1,995 participants and $92,904,047 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Axos Financial, Inc.
- EIN
- 33-0867444
- Plan number
- 001
- Plan type
- 2
- Location
- Las Vegas, NV
- Latest filing year
- 2023
- Participants
- 1,995
- End-of-year plan assets
- $92,904,047
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 1,995 | H, C | 20241011180214NAL0023379553001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $92,904,047
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $92,904,047
- Net assets (BOY)
- $65,181,745
Income & contributions
- Employer contributions
- $3,969,823
- Participant contributions
- $11,454,609
- Total contributions
- $18,916,590
- Total income / additions
- $34,875,148
Expenses & distributions
- Benefits paid
- $6,979,081
- Administrative expenses
- $173,765
- Total expenses
- $7,152,846
- Net increase / (decrease)
- $27,722,302
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Principal Life Insurance Company | CONTRACT ADMINISTRATOR | $175,559 | $0 | 2023 |
| Cambridge Investment Research Advis | INVESTMENT ADVISORY | $0 | $42,500 | 2023 |
| Ascensus | OTHER SERVICES | $0 | $23,933 | 2023 |
| Morningstar Investment Management | INV. ADV. PARTICIPANTS | $0 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Axos Financial, Inc.
- 2023 Form 5500 filing
- Form 5500 filings in NV
- 401(k) and benefit plan filings in Las Vegas, NV
- Principal Life Insurance Company — Schedule C compensation
- Cambridge Investment Research Advis — Schedule C compensation
- Ascensus — Schedule C compensation
- Morningstar Investment Management — Schedule C compensation