Cambridge Investment Research Advis — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Cambridge Investment Research Advis is reported as a service provider on 42 loaded Form 5500 filing(s) across 41 plan sponsor(s) and 42 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $481,782 and reported indirect compensation totals $818,328.
Reported compensation summary
- Reported direct compensation
- $481,782
- Reported indirect compensation
- $818,328
- Total reported compensation
- $1,300,110
- Filings
- 42
- Plan sponsors
- 41
- Plans
- 42
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Family Health Centers Of San Diego | CA | 1 | $107,440 |
| Mutual Benefit Insurance Company | PA | 2 | $97,778 |
| Xifin, Inc. | CA | 1 | $84,034 |
| Community Medical Centers, Inc. | CA | 1 | $81,236 |
| Bennett Motor Express Management, Inc. | GA | 1 | $67,748 |
| First Guaranty Mortgage Corporation | TX | 1 | $54,889 |
| Bob'S Red Mill Natural Foods, Inc. | OR | 1 | $54,206 |
| Fb Financial Corporation | TN | 1 | $44,730 |
| Axos Financial, Inc. | NV | 1 | $42,500 |
| Adams Beverages, LLC | AL | 1 | $42,094 |
State footprint
Plans reporting Cambridge Investment Research Advis are sponsored in PA (8), CA (7), GA (4), AL (3), NV (2), FL (2), MD (2), NY (2), TN (2), TX (2), WA (1), OH (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Family Health Centers Of San Diego | Family Health Centers Of San Diego Tax Deferred Annuity Plan | 2023 | $74,958 | $32,482 |
| Xifin, Inc. | Xifin, Inc. 401(K) Plan | 2023 | $0 | $84,034 |
| Community Medical Centers, Inc. | Community Medical Centers, Inc. 403(B) Retirement Plan | 2023 | $81,236 | not reported in the loaded dataset |
| Bennett Motor Express Management, Inc. | Bennett Motor Express Management, Inc. 401(K) Plan | 2023 | $0 | $67,748 |
| First Guaranty Mortgage Corporation | First Guaranty 401(K) Plan | 2023 | $39,992 | $14,897 |
| Bob'S Red Mill Natural Foods, Inc. | Bob'S Red Mill 401(K) Retirement Savings Plan | 2023 | $0 | $54,206 |
| Mutual Benefit Insurance Company | Mutual Benefit Insurance Company Retirement Plan | 2023 | $0 | $52,472 |
| Mutual Benefit Insurance Company | Mutual Benefit Insurance Company 401(K) Plan | 2023 | $0 | $45,306 |
| Fb Financial Corporation | Firstbank 401(K) Savings Plan & Trust | 2023 | $44,730 | not reported in the loaded dataset |
| Axos Financial, Inc. | Axos Financial, Inc. 401(K) Plan | 2023 | $0 | $42,500 |
| Adams Beverages, LLC | Adams Beverages 401(K)Plan | 2023 | $0 | $42,094 |
| L. Fishman & Son, Inc. | L. Fishman & Son, Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $37,062 |
| Gettel Automotive, Inc. | Gettel Automotive, Inc. 401(K) Plan | 2023 | $0 | $34,463 |
| Custom Agri Systems, Inc. | Custom Agri Systems, Inc. 401(K) Plan | 2023 | $34,164 | not reported in the loaded dataset |
| Cargolux Airlines International | Cargolux 401(K) Retirement Plan | 2023 | $0 | $34,144 |
| Brethren Mutual Insurance Company | Brethren Mutual Insurance Company Employee Retirement Plan | 2023 | $0 | $33,710 |
| Wrns Studio | Wrns Studio 401(K) Plan | 2023 | $32,841 | not reported in the loaded dataset |
| Crossett, Inc. | Crossett, Inc. 401(K) Retirement Plan | 2023 | $30,439 | $5 |
| Neighborhood Health Center Of Wny, Inc. | Neighborhood Health Center Of Wny, Inc. 403(B) Plan | 2023 | $28,779 | $25 |
| Bibliotheca, LLC | Bibliotheca, LLC 401(K) Plan | 2023 | $0 | $28,101 |
| Sequoia Equities Inc. | Sequoia Equities 401(K) Plan | 2023 | $0 | $28,000 |
| Reliance Savings Bank | Reliance Savings Bank Profit Sharing And 401(K) Plan | 2023 | $0 | $26,917 |
| Pacific Power Group, LLC | Pacific Power Group, LLC 401(K) Plan | 2023 | $23,263 | not reported in the loaded dataset |
| Garden Spot Village | Garden Spot Village 401(K) Plan | 2023 | $0 | $22,844 |
| Morefield, Communications, Inc. | Morefield Communications, Inc. Retirement Savings Plan | 2023 | $0 | $22,338 |
| Bondy'S Ford, Inc. | Bondy'S Automotive 401(K) Retirement Plan | 2023 | $0 | $20,602 |
| Sandman, Inc. Dba Star Concrete | Star Concrete 401(K) Profit Sharing Plan | 2023 | $19,954 | $46 |
| Polish National Alliance Of The | Retirement Income Plan For Salaried Employees Of The Polish National Alliance Of The U.S. Of N.A. | 2023 | $18,651 | not reported in the loaded dataset |
| Fernbank Museum Of Natural History | Fernbank Inc. Retirement Plan | 2023 | $0 | $18,497 |
| Own, Inc. | Own, Inc. 401(K) & Employee Stock Ownership Plan And Trust | 2023 | $0 | $17,528 |
| Exceptional Family Resources, Inc. | Exceptional Family Resources 401(K) Plan | 2023 | $15,673 | not reported in the loaded dataset |
| Alliance For Childhood Disease Dba Cure 4 The Kids Foundation | Cure 4 The Kids Foundation Retirement Plan | 2023 | $14,504 | not reported in the loaded dataset |
| Lawrence Transportation Company | Lawrence Transportation Company 401(K) Plan | 2023 | $0 | $13,947 |
| Principal Life Insurance Company | Principal Ease 401(K) Plan | 2023 | $13,274 | $7 |
| Norfolk Christian Schools | Norfolk Christian Schools 403(B) Retirement Plan | 2023 | $0 | $10,685 |
| The Advocacy Alliance | The Advocacy Alliance Retirement Plan | 2023 | $0 | $10,553 |
| Wallace Welch & Willingham Inc. | Wallace Welch & Willingham Inc. 401(K) Retirement Plan | 2023 | $0 | $8,678 |
| United Cerebral Palsy Of Georgia | United Cerebral Palsy Savings Plan | 2023 | $0 | $8,016 |
| Ralis Services Corp. | Ralis Services Corp 401(K) Plan | 2023 | $7,727 | $3 |
| Economic Development Council Of Northeastern Pennsylvania Alliance | Northeastern Pennsylvania Alliance Retirement Plan | 2023 | $0 | $6,418 |
| Dothan Security, Inc. | Dsi 401(K) Plan | 2023 | $1,597 | not reported in the loaded dataset |
| Trivium Healthcare LLC | Trivium Healthcare 401(K) Plan | 2023 | $0 | $0 |
Related Form 5500 pages
- Family Health Centers Of San Diego Tax Deferred Annuity Plan (plan 001)
- Family Health Centers Of San Diego — all reported plans
- Xifin, Inc. 401(K) Plan (plan 001)
- Xifin, Inc. — all reported plans
- Community Medical Centers, Inc. 403(B) Retirement Plan (plan 001)
- Community Medical Centers, Inc. — all reported plans
- Bennett Motor Express Management, Inc. 401(K) Plan (plan 001)
- Bennett Motor Express Management, Inc. — all reported plans
- First Guaranty 401(K) Plan (plan 001)
- First Guaranty Mortgage Corporation — all reported plans
- Bob'S Red Mill 401(K) Retirement Savings Plan (plan 001)
- Bob'S Red Mill Natural Foods, Inc. — all reported plans
- Mutual Benefit Insurance Company Retirement Plan (plan 001)
- Mutual Benefit Insurance Company — all reported plans
- Mutual Benefit Insurance Company 401(K) Plan (plan 002)
- Firstbank 401(K) Savings Plan & Trust (plan 001)
- Fb Financial Corporation — all reported plans
- Axos Financial, Inc. 401(K) Plan (plan 001)
- Axos Financial, Inc. — all reported plans
- Adams Beverages 401(K)Plan (plan 001)
- Adams Beverages, LLC — all reported plans
- L. Fishman & Son, Inc. 401(K) Profit Sharing Plan (plan 001)
- L. Fishman & Son, Inc. — all reported plans
- Gettel Automotive, Inc. 401(K) Plan (plan 001)
- Gettel Automotive, Inc. — all reported plans
- Custom Agri Systems, Inc. 401(K) Plan (plan 001)
- Custom Agri Systems, Inc. — all reported plans
- Cargolux 401(K) Retirement Plan (plan 001)
- Cargolux Airlines International — all reported plans
- Brethren Mutual Insurance Company Employee Retirement Plan (plan 001)
- Brethren Mutual Insurance Company — all reported plans
- Wrns Studio 401(K) Plan (plan 001)
- Wrns Studio — all reported plans
- Crossett, Inc. 401(K) Retirement Plan (plan 001)
- Crossett, Inc. — all reported plans
- Neighborhood Health Center Of Wny, Inc. 403(B) Plan (plan 001)
- Neighborhood Health Center Of Wny, Inc. — all reported plans
- Bibliotheca, LLC 401(K) Plan (plan 001)
- Bibliotheca, LLC — all reported plans
- Sequoia Equities 401(K) Plan (plan 001)
- Sequoia Equities Inc. — all reported plans
- Reliance Savings Bank Profit Sharing And 401(K) Plan (plan 002)
- Reliance Savings Bank — all reported plans
- Pacific Power Group, LLC 401(K) Plan (plan 002)
- Pacific Power Group, LLC — all reported plans
- Garden Spot Village 401(K) Plan (plan 002)
- Garden Spot Village — all reported plans
- Morefield Communications, Inc. Retirement Savings Plan (plan 001)
- Morefield, Communications, Inc. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources