Plan5500

Purshe Kaplan Sterling Investments, Inc. — Form 5500 filings & benefit plans

Form 5500 plan sponsor summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Purshe Kaplan Sterling Investments, Inc. (EIN 13-3749682) is a plan sponsor located in Albany, NY with 1 reported benefit plan(s) in the loaded dataset. The latest loaded Form 5500 filing year is 2023.

Company overview (based on loaded 2023 public filings)

EIN
13-3749682
Location
Albany, NY
Loaded plans
1
Latest filing year
2023

This is a company / sponsor profile — aggregate totals across all of this employer's loaded plans. Open an individual plan below for its own full financial statement.

What stands out for Purshe Kaplan Sterling Investments, Inc.

  • 1 loaded plans hold $12M in reported assets.
  • The largest, Purshe Kaplan Sterling 401(K) Profit Sharing Plan, holds 100% of this company's reported plan assets.
  • Plans cover 132 reported participants.
  • 1 of 1 plans report full financial statements.
  • 1 report Schedule C provider compensation.
Aggregate financials · 2023

Reported financial aggregate

Total reported net assets$12MSummed across loaded plans$12,049,207
Total reported assets$12M$12,049,207
Total reported participants132
Total reported liabilities$0

Reported net position

Reported assets = net assets + liabilities (summed)$12M total assets
Net assets$12MLiabilities$0
Contributions & income
Employer contributions$332.2K
Participant contributions$871.9K
Total income / additions$2.7M
Expenses & distributions
Benefits paid / distributions$541.8K
Total expenses$561K
Net increase / (decrease)$2.2M

Data coverage

Plans with financial statements1 / 1 (100%)
Plans with provider compensation1 / 1 (100%)

Totals sum the latest loaded 2023 public Form 5500 filing per plan for this company's plans — one filing per plan, so multiple years are never double-counted. Figures are reported values from loaded Schedule H / I (and Schedule C for provider compensation); fields a plan did not report are treated as missing, not zero. These are not audited or official totals.

Computed from loaded plans

Portfolio comparison

Largest plan share of assets100%Purshe Kaplan Sterling 401(K) Profit Sharing Plan
Participants per plan132Average across loaded plans
Loaded plans1
Ranked by reported assets

Largest loaded plans

Bars show each plan's reported end-of-year assets relative to the largest.

  1. 1
    Purshe Kaplan Sterling 401(K) Profit Sharing Plan$12M
    Plan #001 · 132 participants · 2023

All loaded plans by assets → · By participants → · With financial statements → · With provider compensation →

EFAST2 filings

Latest loaded filings

Most recent loaded Form 5500 filings for Purshe Kaplan Sterling Investments, Inc.. Open one for its full reported snapshot.

  1. 2023
    Purshe Kaplan Sterling 401(K) Profit Sharing Plan132 participants · 2Sch HSch C
    View filing →

What to inspect next

Frequently asked questions

How many benefit plans does Purshe Kaplan Sterling Investments, Inc. report on Form 5500?
Purshe Kaplan Sterling Investments, Inc. (EIN 13-3749682) reports 1 benefit plan(s) in the loaded Form 5500 dataset.
What is the EIN for Purshe Kaplan Sterling Investments, Inc.?
The Employer Identification Number (EIN) reported for Purshe Kaplan Sterling Investments, Inc. is 13-3749682.
What is the latest Form 5500 filing year for Purshe Kaplan Sterling Investments, Inc.?
The latest loaded Form 5500 filing year for Purshe Kaplan Sterling Investments, Inc. is 2023.

Related Form 5500 pages