2023 Form 5500 filing — Castlerock 401(K) Retirement Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240711051753NAL0032097474001) for Castlerock 401(K) Retirement Plan, reported by Castlerock Asset Management LLC under EIN 46-3883479 and plan number 001. It reports 308 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
Form 5500 2 · 2023
Filing snapshot
Net assets (EOY)$3.2MReported net assets$3,236,508
Participants308
Provider compensation$44.5K2 Schedule C row(s)$44,463
Schedules filedSchedule H, Schedule CLoaded schedules
- EFAST2 acknowledgement
- 20240711051753NAL0032097474001
- Plan sponsor
- Castlerock Asset Management LLC
- EIN
- 46-3883479
- Plan number
- 001
- Location
- Nashville, TN
- Received date
- not reported in the loaded dataset
Schedule H · 2023
Reported financial snapshot
Reported figures as filed, in whole dollars. Only fields the filing reports are shown.
Reported balance (end of year)$3.2M total assets
Net assets$3.2MLiabilities$0
Full reported line items
- Total assets (EOY)
- $3,236,508
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $3,236,508
- Employer contributions
- $305,411
- Participant contributions
- $565,452
- Total income / additions
- $1,511,362
- Benefits paid
- $207,362
- Administrative expenses
- $45,741
- Total expenses
- $254,486
- Net increase / (decrease)
- $1,256,876
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Adp, Inc. | RECORD KEEPER | $27,039 | $0 |
| Truenorth Securities, Inc | INVESTMENT/FINANCIAL ADVI | $17,424 | $0 |