2023 Form 5500 filing — By Appointment Only 401k Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240820054727NAL0003974160001) for By Appointment Only 401k Plan, reported by By Appointment Only under EIN 04-3462585 and plan number 001. It reports 195 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

EFAST2 acknowledgement
20240820054727NAL0003974160001
Filing year
2023
Form type
2
Plan sponsor
By Appointment Only
EIN
04-3462585
Plan number
001
Location
Chelmsford, MA
Participants
195
Schedules available
Schedule H, Schedule C
Received date
not reported in the loaded dataset

Reported financial snapshot (2023)

Total assets (EOY)
$10,024,000
Net assets (EOY)
$10,024,000
Employer contributions
$201,477
Participant contributions
$769,169
Total income / additions
$2,406,142
Benefits paid
$408,937
Administrative expenses
$15,242
Total expenses
$424,179
Net increase / (decrease)
$1,981,963
Schedule source
Schedule H

Reported service provider compensation (Schedule C)

Compensation reported on the 2023 filing
ProviderServiceDirect comp.Indirect comp.
Cambridge Investment ResearchFIDUCIARY ADVISORnot reported in the loaded dataset$22,261
Aegis Retirement PartnersTHIRD PARTY ADMINISTRATORnot reported in the loaded dataset$7,721

Related Form 5500 pages