2023 Form 5500 filing — Upstream 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240904104445NAL0043705234001) for Upstream 401(K) Plan, reported by Upstream Usa, Inc. under EIN 35-2581424 and plan number 001. It reports 246 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
Form 5500 2 · 2023
Filing snapshot
Net assets (EOY)$13.1MReported net assets$13,096,236
Participants246
Provider compensation$42.6K3 Schedule C row(s)$42,621
Schedules filedSchedule H, Schedule CLoaded schedules
- EFAST2 acknowledgement
- 20240904104445NAL0043705234001
- Plan sponsor
- Upstream Usa, Inc.
- EIN
- 35-2581424
- Plan number
- 001
- Location
- Boston, MA
- Received date
- not reported in the loaded dataset
Schedule H · 2023
Reported financial snapshot
Reported figures as filed, in whole dollars. Only fields the filing reports are shown.
Reported balance (end of year)$13.1M total assets
Net assets$13.1MLiabilities$0
Full reported line items
- Total assets (EOY)
- $13,096,236
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $13,096,236
- Employer contributions
- $973,899
- Participant contributions
- $1,746,562
- Total income / additions
- $5,557,866
- Benefits paid
- $369,202
- Administrative expenses
- $42,621
- Total expenses
- $411,882
- Net increase / (decrease)
- $5,145,984
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Alliant Insurance Services Inc Dba | INVESTMENT ADVISOR | $23,108 | not reported in the loaded dataset |
| Empower Annuity Insurance Company | RECORDKEEPER | $18,362 | $0 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $1,151 | not reported in the loaded dataset |