2023 Form 5500 filing — Zacks Investment Research, Inc. 401(K) Savings Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240917190546NAL0001285955001) for Zacks Investment Research, Inc. 401(K) Savings Plan, reported by Zacks Investment Research, Inc. under EIN 36-3108701 and plan number 001. It reports 337 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
Form 5500 2 · 2023
Filing snapshot
Net assets (EOY)$31.9MReported net assets$31,904,189
Participants337
Provider compensation$20.8K2 Schedule C row(s)$20,799
Schedules filedSchedule H, Schedule CLoaded schedules
- EFAST2 acknowledgement
- 20240917190546NAL0001285955001
- Plan sponsor
- Zacks Investment Research, Inc.
- EIN
- 36-3108701
- Plan number
- 001
- Location
- Chicago, IL
- Received date
- not reported in the loaded dataset
Schedule H · 2023
Reported financial snapshot
Reported figures as filed, in whole dollars. Only fields the filing reports are shown.
Reported balance (end of year)$31.9M total assets
Net assets$31.9MLiabilities—
Full reported line items
- Total assets (EOY)
- $31,904,189
- Net assets (EOY)
- $31,904,189
- Participant contributions
- $2,226,523
- Total income / additions
- $7,704,861
- Benefits paid
- $788,251
- Administrative expenses
- $76,810
- Total expenses
- $865,061
- Net increase / (decrease)
- $6,839,800
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Northwestern Mutual | INVESTMENT ADVISOR | $0 | $19,759 |
| John Hancock Life Insurance Co Usa | RECORDKEEPER | $1,040 | $0 |