2023 Form 5500 filing — Mount Mercy University 401(K) Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240920151159NAL0004544835001) for Mount Mercy University 401(K) Plan, reported by Mount Mercy University under EIN 42-0681046 and plan number 003. It reports 256 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$24MReported net assets$24,007,047

Participants256

Provider compensation$132.5K4 Schedule C row(s)$132,480

Schedules filedSchedule H, Schedule CLoaded schedules

EFAST2 acknowledgement: 20240920151159NAL0004544835001
Plan sponsor: Mount Mercy University
EIN: 42-0681046
Plan number: 003
Location: Cedar Rapids, IA
Received date: not reported in the loaded dataset

How to read this filing

This is a single annual Form 5500 filing, identified by its EFAST2 acknowledgement id.
Schedule chips (Sch H / I / C) show which schedules this filing includes.
Net assets = total assets minus total liabilities (Schedule H/I).
Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
For the plan's full history, open the plan profile.

Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$24M total assets

Net assets$24MLiabilities$0

Money in vs. money out

Total income / additions$5.7M

Total expenses$2.4M

Benefits paid / distributions$2.3M

Contributions

Employer$685.1K

Participant$992.4K

Full reported line items

Total assets (EOY): $24,007,047
Total liabilities (EOY): $0
Net assets (EOY): $24,007,047
Employer contributions: $685,127
Participant contributions: $992,369
Total income / additions: $5,696,428
Benefits paid: $2,283,249
Administrative expenses: $77,919
Total expenses: $2,361,168
Net increase / (decrease): $3,335,260

Schedule C

Reported service provider compensation

Compensation reported on the 2023 filing, ranked by reported total.

1
Principal Life Insurance Company$77.9K
CONTRACT ADMINISTRATOR · Direct $77.9K · Indirect $0
2
Basepoint Wealth, LLC$34.5K
INVESTMENT ADVISORY · Direct $0 · Indirect $34.5K
3
Newport Group, Inc.$20.1K
OTHER SERVICES · Direct $0 · Indirect $20.1K
4
Wilshire Advisors LLC$0
INVESTMENT ADVISORY · Direct $0 · Indirect $0

What to inspect next

Frequently asked questions

What does EFAST2 acknowledgement 20240920151159NAL0004544835001 cover?: It is the 2023 Form 5500 filing for Mount Mercy University 401(K) Plan, reported by Mount Mercy University (EIN 42-0681046).
Which Form 5500 schedules are attached to this 2023 filing?: Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).