2023 Form 5500 filing — Rubenstein 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240924142322NAL0007502563001) for Rubenstein 401(K) Plan, reported by Rubenstein Associates, Inc. under EIN 13-2540840 and plan number 001. It reports 235 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
Form 5500 2 · 2023
Filing snapshot
Net assets (EOY)$36.1MReported net assets$36,078,937
Participants235
Provider compensationNone reported2 Schedule C row(s)
Schedules filedSchedule H, Schedule CLoaded schedules
- EFAST2 acknowledgement
- 20240924142322NAL0007502563001
- Plan sponsor
- Rubenstein Associates, Inc.
- EIN
- 13-2540840
- Plan number
- 001
- Location
- New York, NY
- Received date
- not reported in the loaded dataset
Schedule H · 2023
Reported financial snapshot
Reported figures as filed, in whole dollars. Only fields the filing reports are shown.
Reported balance (end of year)$36.1M total assets
Net assets$36.1MLiabilities$0
Full reported line items
- Total assets (EOY)
- $36,078,937
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $36,078,937
- Employer contributions
- $312,840
- Participant contributions
- $1,561,777
- Total income / additions
- $6,980,880
- Benefits paid
- $2,930,298
- Administrative expenses
- -$1,871
- Total expenses
- $2,928,427
- Net increase / (decrease)
- $4,052,453
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Royal Alliance Associates Inc | ADVISOR | $53,054 | not reported in the loaded dataset |
| Fidelity Investments Institutional | RECORDKEEPER | -$54,925 | $0 |